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Research Problem – Examples, Types and Guide

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Research Problem

Definition:

Research problem is a specific and well-defined issue or question that a researcher seeks to investigate through research. It is the starting point of any research project, as it sets the direction, scope, and purpose of the study.

Types of Research Problems

Types of Research Problems are as follows:

Descriptive problems

These problems involve describing or documenting a particular phenomenon, event, or situation. For example, a researcher might investigate the demographics of a particular population, such as their age, gender, income, and education.

Exploratory problems

These problems are designed to explore a particular topic or issue in depth, often with the goal of generating new ideas or hypotheses. For example, a researcher might explore the factors that contribute to job satisfaction among employees in a particular industry.

Explanatory Problems

These problems seek to explain why a particular phenomenon or event occurs, and they typically involve testing hypotheses or theories. For example, a researcher might investigate the relationship between exercise and mental health, with the goal of determining whether exercise has a causal effect on mental health.

Predictive Problems

These problems involve making predictions or forecasts about future events or trends. For example, a researcher might investigate the factors that predict future success in a particular field or industry.

Evaluative Problems

These problems involve assessing the effectiveness of a particular intervention, program, or policy. For example, a researcher might evaluate the impact of a new teaching method on student learning outcomes.

How to Define a Research Problem

Defining a research problem involves identifying a specific question or issue that a researcher seeks to address through a research study. Here are the steps to follow when defining a research problem:

• Identify a broad research topic : Start by identifying a broad topic that you are interested in researching. This could be based on your personal interests, observations, or gaps in the existing literature.
• Conduct a literature review : Once you have identified a broad topic, conduct a thorough literature review to identify the current state of knowledge in the field. This will help you identify gaps or inconsistencies in the existing research that can be addressed through your study.
• Refine the research question: Based on the gaps or inconsistencies identified in the literature review, refine your research question to a specific, clear, and well-defined problem statement. Your research question should be feasible, relevant, and important to the field of study.
• Develop a hypothesis: Based on the research question, develop a hypothesis that states the expected relationship between variables.
• Define the scope and limitations: Clearly define the scope and limitations of your research problem. This will help you focus your study and ensure that your research objectives are achievable.
• Get feedback: Get feedback from your advisor or colleagues to ensure that your research problem is clear, feasible, and relevant to the field of study.

Components of a Research Problem

The components of a research problem typically include the following:

• Topic : The general subject or area of interest that the research will explore.
• Research Question : A clear and specific question that the research seeks to answer or investigate.
• Objective : A statement that describes the purpose of the research, what it aims to achieve, and the expected outcomes.
• Hypothesis : An educated guess or prediction about the relationship between variables, which is tested during the research.
• Variables : The factors or elements that are being studied, measured, or manipulated in the research.
• Methodology : The overall approach and methods that will be used to conduct the research.
• Scope and Limitations : A description of the boundaries and parameters of the research, including what will be included and excluded, and any potential constraints or limitations.
• Significance: A statement that explains the potential value or impact of the research, its contribution to the field of study, and how it will add to the existing knowledge.

Research Problem Examples

Following are some Research Problem Examples:

Research Problem Examples in Psychology are as follows:

• Exploring the impact of social media on adolescent mental health.
• Investigating the effectiveness of cognitive-behavioral therapy for treating anxiety disorders.
• Studying the impact of prenatal stress on child development outcomes.
• Analyzing the factors that contribute to addiction and relapse in substance abuse treatment.
• Examining the impact of personality traits on romantic relationships.

Research Problem Examples in Sociology are as follows:

• Investigating the relationship between social support and mental health outcomes in marginalized communities.
• Studying the impact of globalization on labor markets and employment opportunities.
• Analyzing the causes and consequences of gentrification in urban neighborhoods.
• Investigating the impact of family structure on social mobility and economic outcomes.
• Examining the effects of social capital on community development and resilience.

Research Problem Examples in Economics are as follows:

• Studying the effects of trade policies on economic growth and development.
• Analyzing the impact of automation and artificial intelligence on labor markets and employment opportunities.
• Investigating the factors that contribute to economic inequality and poverty.
• Examining the impact of fiscal and monetary policies on inflation and economic stability.
• Studying the relationship between education and economic outcomes, such as income and employment.

Political Science

Research Problem Examples in Political Science are as follows:

• Analyzing the causes and consequences of political polarization and partisan behavior.
• Investigating the impact of social movements on political change and policymaking.
• Studying the role of media and communication in shaping public opinion and political discourse.
• Examining the effectiveness of electoral systems in promoting democratic governance and representation.
• Investigating the impact of international organizations and agreements on global governance and security.

Environmental Science

Research Problem Examples in Environmental Science are as follows:

• Studying the impact of air pollution on human health and well-being.
• Investigating the effects of deforestation on climate change and biodiversity loss.
• Analyzing the impact of ocean acidification on marine ecosystems and food webs.
• Studying the relationship between urban development and ecological resilience.
• Examining the effectiveness of environmental policies and regulations in promoting sustainability and conservation.

Research Problem Examples in Education are as follows:

• Investigating the impact of teacher training and professional development on student learning outcomes.
• Studying the effectiveness of technology-enhanced learning in promoting student engagement and achievement.
• Analyzing the factors that contribute to achievement gaps and educational inequality.
• Examining the impact of parental involvement on student motivation and achievement.
• Studying the effectiveness of alternative educational models, such as homeschooling and online learning.

Research Problem Examples in History are as follows:

• Analyzing the social and economic factors that contributed to the rise and fall of ancient civilizations.
• Investigating the impact of colonialism on indigenous societies and cultures.
• Studying the role of religion in shaping political and social movements throughout history.
• Analyzing the impact of the Industrial Revolution on economic and social structures.
• Examining the causes and consequences of global conflicts, such as World War I and II.

Research Problem Examples in Business are as follows:

• Studying the impact of corporate social responsibility on brand reputation and consumer behavior.
• Investigating the effectiveness of leadership development programs in improving organizational performance and employee satisfaction.
• Analyzing the factors that contribute to successful entrepreneurship and small business development.
• Examining the impact of mergers and acquisitions on market competition and consumer welfare.
• Studying the effectiveness of marketing strategies and advertising campaigns in promoting brand awareness and sales.

Research Problem Example for Students

An Example of a Research Problem for Students could be:

“How does social media usage affect the academic performance of high school students?”

This research problem is specific, measurable, and relevant. It is specific because it focuses on a particular area of interest, which is the impact of social media on academic performance. It is measurable because the researcher can collect data on social media usage and academic performance to evaluate the relationship between the two variables. It is relevant because it addresses a current and important issue that affects high school students.

To conduct research on this problem, the researcher could use various methods, such as surveys, interviews, and statistical analysis of academic records. The results of the study could provide insights into the relationship between social media usage and academic performance, which could help educators and parents develop effective strategies for managing social media use among students.

Another example of a research problem for students:

“Does participation in extracurricular activities impact the academic performance of middle school students?”

This research problem is also specific, measurable, and relevant. It is specific because it focuses on a particular type of activity, extracurricular activities, and its impact on academic performance. It is measurable because the researcher can collect data on students’ participation in extracurricular activities and their academic performance to evaluate the relationship between the two variables. It is relevant because extracurricular activities are an essential part of the middle school experience, and their impact on academic performance is a topic of interest to educators and parents.

To conduct research on this problem, the researcher could use surveys, interviews, and academic records analysis. The results of the study could provide insights into the relationship between extracurricular activities and academic performance, which could help educators and parents make informed decisions about the types of activities that are most beneficial for middle school students.

Applications of Research Problem

Applications of Research Problem are as follows:

• Academic research: Research problems are used to guide academic research in various fields, including social sciences, natural sciences, humanities, and engineering. Researchers use research problems to identify gaps in knowledge, address theoretical or practical problems, and explore new areas of study.
• Business research : Research problems are used to guide business research, including market research, consumer behavior research, and organizational research. Researchers use research problems to identify business challenges, explore opportunities, and develop strategies for business growth and success.
• Healthcare research : Research problems are used to guide healthcare research, including medical research, clinical research, and health services research. Researchers use research problems to identify healthcare challenges, develop new treatments and interventions, and improve healthcare delivery and outcomes.
• Public policy research : Research problems are used to guide public policy research, including policy analysis, program evaluation, and policy development. Researchers use research problems to identify social issues, assess the effectiveness of existing policies and programs, and develop new policies and programs to address societal challenges.
• Environmental research : Research problems are used to guide environmental research, including environmental science, ecology, and environmental management. Researchers use research problems to identify environmental challenges, assess the impact of human activities on the environment, and develop sustainable solutions to protect the environment.

Purpose of Research Problems

The purpose of research problems is to identify an area of study that requires further investigation and to formulate a clear, concise and specific research question. A research problem defines the specific issue or problem that needs to be addressed and serves as the foundation for the research project.

Identifying a research problem is important because it helps to establish the direction of the research and sets the stage for the research design, methods, and analysis. It also ensures that the research is relevant and contributes to the existing body of knowledge in the field.

A well-formulated research problem should:

• Clearly define the specific issue or problem that needs to be investigated
• Be specific and narrow enough to be manageable in terms of time, resources, and scope
• Be relevant to the field of study and contribute to the existing body of knowledge
• Be feasible and realistic in terms of available data, resources, and research methods
• Be interesting and intellectually stimulating for the researcher and potential readers or audiences.

Characteristics of Research Problem

The characteristics of a research problem refer to the specific features that a problem must possess to qualify as a suitable research topic. Some of the key characteristics of a research problem are:

• Clarity : A research problem should be clearly defined and stated in a way that it is easily understood by the researcher and other readers. The problem should be specific, unambiguous, and easy to comprehend.
• Relevance : A research problem should be relevant to the field of study, and it should contribute to the existing body of knowledge. The problem should address a gap in knowledge, a theoretical or practical problem, or a real-world issue that requires further investigation.
• Feasibility : A research problem should be feasible in terms of the availability of data, resources, and research methods. It should be realistic and practical to conduct the study within the available time, budget, and resources.
• Novelty : A research problem should be novel or original in some way. It should represent a new or innovative perspective on an existing problem, or it should explore a new area of study or apply an existing theory to a new context.
• Importance : A research problem should be important or significant in terms of its potential impact on the field or society. It should have the potential to produce new knowledge, advance existing theories, or address a pressing societal issue.
• Manageability : A research problem should be manageable in terms of its scope and complexity. It should be specific enough to be investigated within the available time and resources, and it should be broad enough to provide meaningful results.

Advantages of Research Problem

The advantages of a well-defined research problem are as follows:

• Focus : A research problem provides a clear and focused direction for the research study. It ensures that the study stays on track and does not deviate from the research question.
• Clarity : A research problem provides clarity and specificity to the research question. It ensures that the research is not too broad or too narrow and that the research objectives are clearly defined.
• Relevance : A research problem ensures that the research study is relevant to the field of study and contributes to the existing body of knowledge. It addresses gaps in knowledge, theoretical or practical problems, or real-world issues that require further investigation.
• Feasibility : A research problem ensures that the research study is feasible in terms of the availability of data, resources, and research methods. It ensures that the research is realistic and practical to conduct within the available time, budget, and resources.
• Novelty : A research problem ensures that the research study is original and innovative. It represents a new or unique perspective on an existing problem, explores a new area of study, or applies an existing theory to a new context.
• Importance : A research problem ensures that the research study is important and significant in terms of its potential impact on the field or society. It has the potential to produce new knowledge, advance existing theories, or address a pressing societal issue.
• Rigor : A research problem ensures that the research study is rigorous and follows established research methods and practices. It ensures that the research is conducted in a systematic, objective, and unbiased manner.

About the author

Muhammad Hassan

Researcher, Academic Writer, Web developer

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Academic Experience

How to identify and resolve research problems

Updated July 12, 2023

In this article, we’re going to take you through one of the most pertinent parts of conducting research: a research problem (also known as a research problem statement).

When trying to formulate a good research statement, and understand how to solve it for complex projects, it can be difficult to know where to start.

Not only are there multiple perspectives (from stakeholders to project marketers who want answers), you have to consider the particular context of the research topic: is it timely, is it relevant and most importantly of all, is it valuable?

In other words: are you looking at a research worthy problem?

The fact is, a well-defined, precise, and goal-centric research problem will keep your researchers, stakeholders, and business-focused and your results actionable.

And when it works well, it's a powerful tool to identify practical solutions that can drive change and secure buy-in from your workforce.

Free eBook: The ultimate guide to market research

What is a research problem?

In social research methodology and behavioral sciences , a research problem establishes the direction of research, often relating to a specific topic or opportunity for discussion.

For example: climate change and sustainability, analyzing moral dilemmas or wage disparity amongst classes could all be areas that the research problem focuses on.

As well as outlining the topic and/or opportunity, a research problem will explain:

• why the area/issue needs to be addressed,
• why the area/issue is of importance,
• the parameters of the research study
• the research objective
• the reporting framework for the results and
• what the overall benefit of doing so will provide (whether to society as a whole or other researchers and projects).

Having identified the main topic or opportunity for discussion, you can then narrow it down into one or several specific questions that can be scrutinized and answered through the research process.

What are research questions?

Generating research questions underpinning your study usually starts with problems that require further research and understanding while fulfilling the objectives of the study.

A good problem statement begins by asking deeper questions to gain insights about a specific topic.

For example, using the problems above, our questions could be:

"How will climate change policies influence sustainability standards across specific geographies?"

"What measures can be taken to address wage disparity without increasing inflation?"

Developing a research worthy problem is the first step - and one of the most important - in any kind of research.

It’s also a task that will come up again and again because any business research process is cyclical. New questions arise as you iterate and progress through discovering, refining, and improving your products and processes. A research question can also be referred to as a "problem statement".

Note: good research supports multiple perspectives through empirical data. It’s focused on key concepts rather than a broad area, providing readily actionable insight and areas for further research.

Research question or research problem?

As we've highlighted, the terms “research question” and “research problem” are often used interchangeably, becoming a vague or broad proposition for many.

The term "problem statement" is far more representative, but finds little use among academics.

Instead, some researchers think in terms of a single research problem and several research questions that arise from it.

As mentioned above, the questions are lines of inquiry to explore in trying to solve the overarching research problem.

Ultimately, this provides a more meaningful understanding of a topic area.

It may be useful to think of questions and problems as coming out of your business data – that’s the O-data (otherwise known as operational data) like sales figures and website metrics.

What's an example of a research problem?

Your overall research problem could be: "How do we improve sales across EMEA and reduce lost deals?"

This research problem then has a subset of questions, such as:

"Why do sales peak at certain times of the day?"

"Why are customers abandoning their online carts at the point of sale?"

As well as helping you to solve business problems, research problems (and associated questions) help you to think critically about topics and/or issues (business or otherwise). You can also use your old research to aid future research -- a good example is laying the foundation for comparative trend reports or a complex research project.

(Also, if you want to see the bigger picture when it comes to research problems, why not check out our ultimate guide to market research? In it you'll find out: what effective market research looks like, the use cases for market research, carrying out a research study, and how to examine and action research findings).

The research process: why are research problems important?

A research problem has two essential roles in setting your research project on a course for success.

1. They set the scope

The research problem defines what problem or opportunity you’re looking at and what your research goals are. It stops you from getting side-tracked or allowing the scope of research to creep off-course .

Without a strong research problem or problem statement, your team could end up spending resources unnecessarily, or coming up with results that aren’t actionable - or worse, harmful to your business - because the field of study is too broad.

2. They tie your work to business goals and actions

To formulate a research problem in terms of business decisions means you always have clarity on what’s needed to make those decisions. You can show the effects of what you’ve studied using real outcomes.

Then, by focusing your research problem statement on a series of questions tied to business objectives, you can reduce the risk of the research being unactionable or inaccurate.

It's also worth examining research or other scholarly literature (you’ll find plenty of similar, pertinent research online) to see how others have explored specific topics and noting implications that could have for your research.

Four steps to defining your research problem

Image credit: http://myfreeschooltanzania.blogspot.com/2014/11/defining-research-problem.html

1. Observe and identify

Businesses today have so much data that it can be difficult to know which problems to address first. Researchers also have business stakeholders who come to them with problems they would like to have explored. A researcher’s job is to sift through these inputs and discover exactly what higher-level trends and key concepts are worth investing in.

This often means asking questions and doing some initial investigation to decide which avenues to pursue. This could mean gathering interdisciplinary perspectives identifying additional expertise and contextual information.

Sometimes, a small-scale preliminary study might be worth doing to help get a more comprehensive understanding of the business context and needs, and to make sure your research problem addresses the most critical questions.

This could take the form of qualitative research using a few in-depth interviews , an environmental scan, or reviewing relevant literature.

The sales manager of a sportswear company has a problem: sales of trail running shoes are down year-on-year and she isn’t sure why. She approaches the company’s research team for input and they begin asking questions within the company and reviewing their knowledge of the wider market.

2. Review the key factors involved

As a marketing researcher, you must work closely with your team of researchers to define and test the influencing factors and the wider context involved in your study. These might include demographic and economic trends or the business environment affecting the question at hand. This is referred to as a relational research problem.

To do this, you have to identify the factors that will affect the research and begin formulating different methods to control them.

You also need to consider the relationships between factors and the degree of control you have over them. For example, you may be able to control the loading speed of your website but you can’t control the fluctuations of the stock market.

Doing this will help you determine whether the findings of your project will produce enough information to be worth the cost.

You need to determine:

• which factors affect the solution to the research proposal.
• which ones can be controlled and used for the purposes of the company, and to what extent.
• the functional relationships between the factors.
• which ones are critical to the solution of the research study.

The research team at the running shoe company is hard at work. They explore the factors involved and the context of why YoY sales are down for trail shoes, including things like what the company’s competitors are doing, what the weather has been like – affecting outdoor exercise – and the relative spend on marketing for the brand from year to year.

The final factor is within the company’s control, although the first two are not. They check the figures and determine marketing spend has a significant impact on the company.

3. Prioritize

Once you and your research team have a few observations, prioritize them based on their business impact and importance. It may be that you can answer more than one question with a single study, but don’t do it at the risk of losing focus on your overarching research problem.

Questions to ask:

• Who? Who are the people with the problem? Are they end-users, stakeholders, teams within your business? Have you validated the information to see what the scale of the problem is?
• What? What is its nature and what is the supporting evidence?
• Why? What is the business case for solving the problem? How will it help?
• Where? How does the problem manifest and where is it observed?

To help you understand all dimensions, you might want to consider focus groups or preliminary interviews with external (including consumers and existing customers) and internal (salespeople, managers, and other stakeholders) parties to provide what is sometimes much-needed insight into a particular set of questions or problems.

After observing and investigating, the running shoe researchers come up with a few candidate questions, including:

• What is the relationship between US average temperatures and sales of our products year on year?
• At present, how does our customer base rank Competitor X and Competitor Y’s trail running shoe compared to our brand?
• What is the relationship between marketing spend and trail shoe product sales over the last 12 months?

They opt for the final question, because the variables involved are fully within the company’s control, and based on their initial research and stakeholder input, seem the most likely cause of the dive in sales. The research question is specific enough to keep the work on course towards an actionable result, but it allows for a few different avenues to be explored, such as the different budget allocations of offline and online marketing and the kinds of messaging used.

Get feedback from the key teams within your business to make sure everyone is aligned and has the same understanding of the research problem and questions, and the actions you hope to take based on the results. Now is also a good time to demonstrate the ROI of your research and lay out its potential benefits to your stakeholders.

Different groups may have different goals and perspectives on the issue. This step is vital for getting the necessary buy-in and pushing the project forward.

The running shoe company researchers now have everything they need to begin. They call a meeting with the sales manager and consult with the product team, marketing team, and C-suite to make sure everyone is aligned and has bought into the direction of the research topic. They identify and agree that the likely course of action will be a rethink of how marketing resources are allocated, and potentially testing out some new channels and messaging strategies .

Can you explore a broad area and is it practical to do so?

A broader research problem or report can be a great way to bring attention to prevalent issues, societal or otherwise, but are often undertaken by those with the resources to do so.

Take a typical government cybersecurity breach survey, for example. Most of these reports raise awareness of cybercrime, from the day-to-day threats businesses face to what security measures some organizations are taking. What these reports don't do, however, is provide actionable advice - mostly because every organization is different.

The point here is that while some researchers will explore a very complex issue in detail, others will provide only a snapshot to maintain interest and encourage further investigation. The "value" of the data is wholly determined by the recipients of it - and what information you choose to include.

To summarize, it can be practical to undertake a broader research problem, certainly, but it may not be possible to cover everything or provide the detail your audience needs. Likewise, a more systematic investigation of an issue or topic will be more valuable, but you may also find that you cover far less ground.

It's important to think about your research objectives and expected findings before going ahead.

Ensuring your research project is a success

A complex research project can be made significantly easier with clear research objectives, a descriptive research problem, and a central focus. All of which we've outlined in this article.

If you have previous research, even better. Use it as a benchmark

Remember: what separates a good research paper from an average one is actually very simple: valuable, empirical data that explores a prevalent societal or business issue and provides actionable insights.

And we can help.

Sophisticated research made simple with Qualtrics

Trusted by the world's best brands, our platform enables researchers from academic to corporate to tackle the hardest challenges and deliver the results that matter.

Our CoreXM platform supports the methods that define superior research and delivers insights in real-time. It's easy to use (thanks to drag-and-drop functionality) and requires no coding, meaning you'll be capturing data and gleaning insights in no time.

It also excels in flexibility; you can track consumer behavior across segments , benchmark your company versus competitors , carry out complex academic research, and do much more, all from one system.

It's one platform with endless applications, so no matter your research problem, we've got the tools to help you solve it. And if you don't have a team of research experts in-house, our market research team has the practical knowledge and tools to help design the surveys and find the respondents you need.

Of course, you may want to know where to begin with your own market research . If you're struggling, make sure to download our ultimate guide using the link below.

It's got everything you need and there’s always information in our research methods knowledge base.

Scott Smith

Scott Smith, Ph.D. is a contributor to the Qualtrics blog.

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The Research Problem & Statement

What they are & how to write them (with examples)

By: Derek Jansen (MBA) | Expert Reviewed By: Eunice Rautenbach (DTech) | March 2023

If you’re new to academic research, you’re bound to encounter the concept of a “ research problem ” or “ problem statement ” fairly early in your learning journey. Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

In this post, we’ll unpack what a research problem is and how it’s related to a problem statement . We’ll also share some examples and provide a step-by-step process you can follow to identify and evaluate study-worthy research problems for your own project.

Overview: Research Problem 101

What is a research problem.

• What is a problem statement?

Where do research problems come from?

• How to find a suitable research problem
• Key takeaways

A research problem is, at the simplest level, the core issue that a study will try to solve or (at least) examine. In other words, it’s an explicit declaration about the problem that your dissertation, thesis or research paper will address. More technically, it identifies the research gap that the study will attempt to fill (more on that later).

Let’s look at an example to make the research problem a little more tangible.

To justify a hypothetical study, you might argue that there’s currently a lack of research regarding the challenges experienced by first-generation college students when writing their dissertations [ PROBLEM ] . As a result, these students struggle to successfully complete their dissertations, leading to higher-than-average dropout rates [ CONSEQUENCE ]. Therefore, your study will aim to address this lack of research – i.e., this research problem [ SOLUTION ].

A research problem can be theoretical in nature, focusing on an area of academic research that is lacking in some way. Alternatively, a research problem can be more applied in nature, focused on finding a practical solution to an established problem within an industry or an organisation. In other words, theoretical research problems are motivated by the desire to grow the overall body of knowledge , while applied research problems are motivated by the need to find practical solutions to current real-world problems (such as the one in the example above).

As you can probably see, the research problem acts as the driving force behind any study , as it directly shapes the research aims, objectives and research questions , as well as the research approach. Therefore, it’s really important to develop a very clearly articulated research problem before you even start your research proposal . A vague research problem will lead to unfocused, potentially conflicting research aims, objectives and research questions .

What is a research problem statement?

As the name suggests, a problem statement (within a research context, at least) is an explicit statement that clearly and concisely articulates the specific research problem your study will address. While your research problem can span over multiple paragraphs, your problem statement should be brief , ideally no longer than one paragraph . Importantly, it must clearly state what the problem is (whether theoretical or practical in nature) and how the study will address it.

Here’s an example of a statement of the problem in a research context:

Rural communities across Ghana lack access to clean water, leading to high rates of waterborne illnesses and infant mortality. Despite this, there is little research investigating the effectiveness of community-led water supply projects within the Ghanaian context. Therefore, this study aims to investigate the effectiveness of such projects in improving access to clean water and reducing rates of waterborne illnesses in these communities.

As you can see, this problem statement clearly and concisely identifies the issue that needs to be addressed (i.e., a lack of research regarding the effectiveness of community-led water supply projects) and the research question that the study aims to answer (i.e., are community-led water supply projects effective in reducing waterborne illnesses?), all within one short paragraph.

Need a helping hand?

Wherever there is a lack of well-established and agreed-upon academic literature , there is an opportunity for research problems to arise, since there is a paucity of (credible) knowledge. In other words, research problems are derived from research gaps . These gaps can arise from various sources, including the emergence of new frontiers or new contexts, as well as disagreements within the existing research.

Let’s look at each of these scenarios:

New frontiers – new technologies, discoveries or breakthroughs can open up entirely new frontiers where there is very little existing research, thereby creating fresh research gaps. For example, as generative AI technology became accessible to the general public in 2023, the full implications and knock-on effects of this were (or perhaps, still are) largely unknown and therefore present multiple avenues for researchers to explore.

New contexts – very often, existing research tends to be concentrated on specific contexts and geographies. Therefore, even within well-studied fields, there is often a lack of research within niche contexts. For example, just because a study finds certain results within a western context doesn’t mean that it would necessarily find the same within an eastern context. If there’s reason to believe that results may vary across these geographies, a potential research gap emerges.

Disagreements – within many areas of existing research, there are (quite naturally) conflicting views between researchers, where each side presents strong points that pull in opposing directions. In such cases, it’s still somewhat uncertain as to which viewpoint (if any) is more accurate. As a result, there is room for further research in an attempt to “settle” the debate.

Of course, many other potential scenarios can give rise to research gaps, and consequently, research problems, but these common ones are a useful starting point. If you’re interested in research gaps, you can learn more here .

How to find a research problem

Given that research problems flow from research gaps , finding a strong research problem for your research project means that you’ll need to first identify a clear research gap. Below, we’ll present a four-step process to help you find and evaluate potential research problems.

If you’ve read our other articles about finding a research topic , you’ll find the process below very familiar as the research problem is the foundation of any study . In other words, finding a research problem is much the same as finding a research topic.

Step 1 – Identify your area of interest

Naturally, the starting point is to first identify a general area of interest . Chances are you already have something in mind, but if not, have a look at past dissertations and theses within your institution to get some inspiration. These present a goldmine of information as they’ll not only give you ideas for your own research, but they’ll also help you see exactly what the norms and expectations are for these types of projects.

At this stage, you don’t need to get super specific. The objective is simply to identify a couple of potential research areas that interest you. For example, if you’re undertaking research as part of a business degree, you may be interested in social media marketing strategies for small businesses, leadership strategies for multinational companies, etc.

Depending on the type of project you’re undertaking, there may also be restrictions or requirements regarding what topic areas you’re allowed to investigate, what type of methodology you can utilise, etc. So, be sure to first familiarise yourself with your institution’s specific requirements and keep these front of mind as you explore potential research ideas.

Step 2 – Review the literature and develop a shortlist

Once you’ve decided on an area that interests you, it’s time to sink your teeth into the literature . In other words, you’ll need to familiarise yourself with the existing research regarding your interest area. Google Scholar is a good starting point for this, as you can simply enter a few keywords and quickly get a feel for what’s out there. Keep an eye out for recent literature reviews and systematic review-type journal articles, as these will provide a good overview of the current state of research.

At this stage, you don’t need to read every journal article from start to finish . A good strategy is to pay attention to the abstract, intro and conclusion , as together these provide a snapshot of the key takeaways. As you work your way through the literature, keep an eye out for what’s missing – in other words, what questions does the current research not answer adequately (or at all)? Importantly, pay attention to the section titled “ further research is needed ”, typically found towards the very end of each journal article. This section will specifically outline potential research gaps that you can explore, based on the current state of knowledge (provided the article you’re looking at is recent).

Take the time to engage with the literature and develop a big-picture understanding of the current state of knowledge. Reviewing the literature takes time and is an iterative process , but it’s an essential part of the research process, so don’t cut corners at this stage.

As you work through the review process, take note of any potential research gaps that are of interest to you. From there, develop a shortlist of potential research gaps (and resultant research problems) – ideally 3 – 5 options that interest you.

Step 3 – Evaluate your potential options

Once you’ve developed your shortlist, you’ll need to evaluate your options to identify a winner. There are many potential evaluation criteria that you can use, but we’ll outline three common ones here: value, practicality and personal appeal.

Value – a good research problem needs to create value when successfully addressed. Ask yourself:

• Who will this study benefit (e.g., practitioners, researchers, academia)?
• How will it benefit them specifically?
• How much will it benefit them?

Practicality – a good research problem needs to be manageable in light of your resources. Ask yourself:

• What data will I need access to?
• What knowledge and skills will I need to undertake the analysis?
• What equipment or software will I need to process and/or analyse the data?
• How much time will I need?
• What costs might I incur?

Personal appeal – a research project is a commitment, so the research problem that you choose needs to be genuinely attractive and interesting to you. Ask yourself:

• How appealing is the prospect of solving this research problem (on a scale of 1 – 10)?
• Why, specifically, is it attractive (or unattractive) to me?
• Does the research align with my longer-term goals (e.g., career goals, educational path, etc)?

Depending on how many potential options you have, you may want to consider creating a spreadsheet where you numerically rate each of the options in terms of these criteria. Remember to also include any criteria specified by your institution . From there, tally up the numbers and pick a winner.

Step 4 – Craft your problem statement

Once you’ve selected your research problem, the final step is to craft a problem statement. Remember, your problem statement needs to be a concise outline of what the core issue is and how your study will address it. Aim to fit this within one paragraph – don’t waffle on. Have a look at the problem statement example we mentioned earlier if you need some inspiration.

Key Takeaways

We’ve covered a lot of ground. Let’s do a quick recap of the key takeaways:

• A research problem is an explanation of the issue that your study will try to solve. This explanation needs to highlight the problem , the consequence and the solution or response.
• A problem statement is a clear and concise summary of the research problem , typically contained within one paragraph.
• Research problems emerge from research gaps , which themselves can emerge from multiple potential sources, including new frontiers, new contexts or disagreements within the existing literature.
• To find a research problem, you need to first identify your area of interest , then review the literature and develop a shortlist, after which you’ll evaluate your options, select a winner and craft a problem statement .

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

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• USC Libraries
• Research Guides

Organizing Your Social Sciences Research Paper

• 1. Choosing a Research Problem
• Purpose of Guide
• Design Flaws to Avoid
• Independent and Dependent Variables
• Glossary of Research Terms
• Reading Research Effectively
• Narrowing a Topic Idea
• Broadening a Topic Idea
• Extending the Timeliness of a Topic Idea
• Academic Writing Style
• Applying Critical Thinking
• Choosing a Title
• Making an Outline
• Paragraph Development
• Research Process Video Series
• Executive Summary
• The C.A.R.S. Model
• Background Information
• The Research Problem/Question
• Theoretical Framework
• Citation Tracking
• Content Alert Services
• Evaluating Sources
• Primary Sources
• Secondary Sources
• Tiertiary Sources
• Scholarly vs. Popular Publications
• Qualitative Methods
• Quantitative Methods
• Insiderness
• Using Non-Textual Elements
• Limitations of the Study
• Common Grammar Mistakes
• Writing Concisely
• Avoiding Plagiarism
• Footnotes or Endnotes?
• Further Readings
• Generative AI and Writing
• USC Libraries Tutorials and Other Guides
• Bibliography

In the social and behavioral sciences, the subject of analysis is most often framed as a problem that must be researched in order to obtain a greater understanding, formulate a set of solutions or recommended courses of action, and/or develop a better approach to practice. The research problem, therefore, is the main organizing principle guiding the analysis of your research. The problem under investigation establishes an occasion for writing and a focus that governs what you want to say. It represents the core subject matter of scholarly communication and the means by which scholars arrive at other topics of conversation and the discovery of new knowledge and understanding.

Alvesson, Mats and Jörgen Sandberg. Constructing Research Questions: Doing Interesting Research . London: Sage, 2013; Jacobs, Ronald L. “Developing a Dissertation Research Problem: A Guide for Doctoral Students in Human Resource Development and Adult Education.” New Horizons in Adult Education and Human Resource Development 25 (Summer 2013): 103-117; Chapter 1: Research and the Research Problem. Nicholas Walliman . Your Research Project: Designing and Planning Your Work . 3rd edition. Thousand Oaks, CA: Sage Publications, 2011.

Choosing a Research Problem / How to Begin

Do not assume that identifying a research problem to investigate will be a quick and easy task! You should be thinking about it during the beginning of the course. There are generally three ways you are asked to write about a research problem : 1) your professor provides you with a general topic from which you study a particular aspect; 2) your professor provides you with a list of possible topics to study and you choose a topic from that list; or, 3) your professor leaves it up to you to choose a topic and you only have to obtain permission to write about it before beginning your investigation. Here are some strategies for getting started for each scenario.

I.  How To Begin:  You are given the topic to write about

Step 1 : Identify concepts and terms that make up the topic statement . For example, your professor wants the class to focus on the following research problem: “Is the European Union a credible security actor with the capacity to contribute to confronting global terrorism?" The main concepts in this problem are: European Union, security, global terrorism, credibility [ hint : focus on identifying proper nouns, nouns or noun phrases, and action verbs in the assignment description]. Step 2 : Review related literature to help refine how you will approach examining the topic and finding a way to analyze it . You can begin by doing any or all of the following: reading through background information from materials listed in your course syllabus; searching the USC Libraries Catalog to find a recent book on the topic and, if appropriate, more specialized works about the topic; conducting a preliminary review of the research literature using multidisciplinary databases such as ProQuest or subject-specific databases from the " By Subject Area " drop down menu located above the list of databases.

Choose the advanced search option in the database and enter into each search box the main concept terms you developed in Step 1. Also consider using their synonyms to retrieve additional relevant records. This will help you refine and frame the scope of the research problem. You will likely need to do this several times before you can finalize how to approach writing about the topic. NOTE : Always review the references from your most relevant research results cited by the authors in footnotes, endnotes, or a bibliography to locate related research on your topic. This is a good strategy for identifying important prior research about the topic because titles that are repeatedly cited indicate their significance in laying a foundation for understanding the problem. However, if you’re having trouble at this point locating relevant research literature, ask a librarian for help!

ANOTHER NOTE :  If you find an article from a database that's particularly helpful, paste it into Google Scholar , placing the title of the article in quotes. If the article record appears, look for a "cited by" reference followed by a number [e.g., C ited by 37] just below the record. This link indicates how many times other scholars have subsequently cited that article in their own research since it was first published. This is an effective strategy for identifying more current, related research on your topic. Finding additional cited by references from your original list of cited by references helps you navigate through the literature and, by so doing, understand the evolution of thought around a particular research problem. Step 3 : Since social science research papers are generally designed to encourage you to develop your own ideas and arguments, look for sources that can help broaden, modify, or strengthen your initial thoughts and arguments. For example, if you decide to argue that the European Union is inadequately prepared to take on responsibilities for broader global security because of the debt crisis in many EU countries, then focus on identifying sources that support as well as refute this position. From the advanced search option in ProQuest , a sample search would use "European Union" in one search box, "global security" in the second search box, and adding a third search box to include "debt crisis."

There are least four appropriate roles your related literature plays in helping you formulate how to begin your analysis :

• Sources of criticism -- frequently, you'll find yourself reading materials that are relevant to your chosen topic, but you disagree with the author's position. Therefore, one way that you can use a source is to describe the counter-argument, provide evidence from your own review of the literature as to why the prevailing argument is unsatisfactory, and to discuss how your approach is more appropriate based upon your interpretation of the evidence.
• Sources of new ideas -- while a general goal in writing college research papers in the social sciences is to examine a research problem with some basic idea of what position you'd like to take and on what basis you'd like to defend your position, it is certainly acceptable [and often encouraged] to read the literature and extend, modify, and refine your own position in light of the ideas proposed by others. Just make sure that you cite the sources !
• Sources for historical context -- another role your related literature plays in formulating how to begin your analysis is to place issues and events in proper historical context. This can help to demonstrate familiarity with developments in relevant scholarship about your topic, provide a means of comparing historical versus contemporary issues and events, and identifying key people, places, and events that had an important role related to the research problem. Given its archival journal coverage, a good multidisciplnary database to use in this case is JSTOR .
• Sources of interdisciplinary insight -- an advantage of using databases like ProQuest to begin exploring your topic is that it covers publications from a variety of different disciplines. Another way to formulate how to study the topic is to look at it from different disciplinary perspectives. If the topic concerns immigration reform, for example, ask yourself, how do studies from sociological journals found by searching ProQuest vary in their analysis from those in political science journals. A goal in reviewing related literature is to provide a means of approaching a topic from multiple perspectives rather than the perspective offered from just one discipline.

NOTE : Remember to keep careful notes at every stage or utilize a citation management system like EndNotes or RefWorks . You may think you'll remember what you have searched and where you found things, but it’s easy to forget or get confused. Most databases have a search history feature that allows you to go back and see what searches you conducted previously as long as you haven't closed your session. If you start over, that history could be deleted.

Step 4 : Assuming you have done an effective job of synthesizing and thinking about the results of your initial search for related literature, you're ready to prepare a detailed outline for your paper that lays the foundation for a more in-depth and focused review of relevant research literature [after consulting with a librarian, if needed!]. How will you know you haven't done an effective job of synthesizing and thinking about the results of our initial search for related literature? A good indication is that you start composing the outline and gaps appear in how you want to approach the study. This indicates the need to gather further background information and analysis about the research problem.

II.  How To Begin:  You are provided a list of possible topics to choose from Step 1 : I know what you’re thinking--which topic on this list will be the easiest to find the most information on? An effective instructor would never include a topic that is so obscure or complex that no research is available to examine and from which to design an effective study. Therefore, don't approach a list of possible topics to study from the perspective of trying to identify the path of least resistance; choose a topic that you find interesting in some way, that is controversial and that you have a strong opinion about, that has some personal meaning for you, or relates to your major or a minor. You're going to be working on the topic for quite some time, so choose one that you find interesting and engaging or that motivates you to take a position. Embrace the opportunity to learn something new! Once you’ve settled on a topic of interest from the list provided by your professor, follow Steps 1 - 4 listed above to further develop it into a research paper.

NOTE : It’s ok to review related literature to help refine how you will approach analyzing a topic, and then discover that the topic isn’t all that interesting to you. In that case, choose a different topic from the list. Just don’t wait too long to make a switch and, of course, be sure to inform your professor that you are changing your topic.

III.  How To Begin:  Your professor leaves it up to you to choose a topic

Step 1 : Under this scenario, the key process is turning an idea or general thought into a topic that can be configured into a research problem. When given an assignment where you choose the topic, don't begin by thinking about what to write about, but rather, ask yourself the question, "What do I want to understand or learn about?" Treat an open-ended research assignment as an opportunity to gain new knowledge about something that's important or exciting to you in the context of the overall subject of the course.

Step 2 : If you lack ideas, or wish to gain focus, try any or all of the following strategies:

• Review your course readings, particularly the suggested readings, for topic ideas. Don't just review what you've already read, but jump ahead in the syllabus to readings that have not been covered yet.
• Search the USC Libraries Catalog for a recently published book and, if appropriate, more specialized works related to the discipline area of the course [e.g., for the course SOCI 335: Society and Population, search for books on "population and society" or "population and social impact"]. Reviewing the contents of a book about your area of interest can give you insight into what conversations scholars are having about the topic and, thus, how you might want to contribute your own ideas to these conversations through the research paper you write for the class.
• Browse through some current scholarly [a.k.a., academic, peer reviewed] journals in your subject discipline. Even if most of the articles are not relevant, you can skim through the contents quickly. You only need one to be the spark that begins the process of wanting to learn more about a topic. Consult with a librarian and/or your professor about what constitutes the core journals within the subject area of the writing assignment.
• Think about essays you have written for other courses you have taken or academic lectures and programs you have attended outside of class. Thinking back, ask yourself why did you want to take this class or attend this event? What interested you the most? What would you like to know more about? Place this question in the context of the current course assignment. Note that this strategy also applies to anything you've watched on TV or has been shared on social media.
• Search online news media sources, such as CNN , the Los Angeles Times , Huffington Post , MSNBC , Fox News , or Newsweek , to see if your idea has been covered by the media. Use this coverage to refine your idea into something that you'd like to investigate further, but in a more deliberate, scholarly way in relation to a particular problem that needs to be researched.

Step 3 : To build upon your initial idea, use the suggestions under this tab to help narrow , broaden , or increase the timeliness of your idea so you can write it out as a research problem.

Once you are comfortable with having turned your idea into a research problem, follow Steps 1 - 4 listed in Part I above to further develop it into an outline for a research paper.

Alderman, Jim. "Choosing a Research Topic." Beginning Library and Information Systems Strategies. Paper 17. Jacksonville, FL: University of North Florida Digital Commons, 2014; Alvesson, Mats and Jörgen Sandberg. Constructing Research Questions: Doing Interesting Research . London: Sage, 2013; Chapter 2: Choosing a Research Topic. Adrian R. Eley. Becoming a Successful Early Career Researcher . New York: Routledge, 2012; Answering the Question. Academic Skills Centre. University of Canberra; Brainstorming. Department of English Writing Guide. George Mason University; Brainstorming. The Writing Center. University of North Carolina; Chapter 1: Research and the Research Problem. Nicholas Walliman . Your Research Project: Designing and Planning Your Work . 3rd edition. Thousand Oaks, CA: Sage Publications, 2011; Choosing a Topic. The Writing Lab and The OWL. Purdue University;  Mullaney, Thomas S. and Christopher Rea. Where Research Begins: Choosing a Research Project That Matters to You (and the World) . Chicago, IL: University of Chicago Press, 2022; Coming Up With Your Topic. Institute for Writing Rhetoric. Dartmouth College; How To Write a Thesis Statement. Writing Tutorial Services, Center for Innovative Teaching and Learning. Indiana University; Identify Your Question. Start Your Research. University Library, University of California, Santa Cruz; The Process of Writing a Research Paper. Department of History. Trent University; Trochim, William M.K. Problem Formulation. Research Methods Knowledge Base. 2006.

Resources for Identifying a Topic

Resources for Identifying a Research Problem

If you are having difficulty identifying a topic to study or need basic background information, the following web resources and databases can be useful:

• CQ Researcher -- a collection of single-themed public policy reports that provide an overview of an issue. Each report includes background information, an assessment of the current policy situation, statistical tables and maps, pro/con statements from representatives of opposing positions, and a bibliography of key sources.
• New York Times Topics -- each topic page collects news articles, reference and archival information, photos, graphics, audio and video files. Content is available without charge on articles going back to 1981.
• Opposing Viewpoints In Context -- an online resource covering a wide range of social issues from a variety of perspectives. The database contains a media-rich collection of materials, including pro/con viewpoint essays, topic overviews, primary source materials, biographies of social activists and reformers, journal articles, statistical tables, charts and graphs, images, videos, and podcasts.
• Policy Commons -- platform for objective, fact-based research from the world’s leading policy experts, nonpartisan think tanks, and intergovernmental and non-governmental organizations. The database provides advanced searching across millions of pages of books, articles, working papers, reports, policy briefs, data sets, tables, charts, media, case studies, and statistical publications, including archived reports from more than 200 defunct think tanks. Coverage is international in scope.

Descriptions of resources are adapted or quoted from vendor websites.

Writing Tip

Not Finding Anything on Your Topic? Ask a Librarian!

Don't assume or jump to the conclusion that your topic is too narrowly defined or obscure just because your initial search has failed to identify relevant research. Librarians are experts in locating and critically assessing information and how it is organized. This knowledge will help you develop strategies for analyzing existing knowledge in new ways. Therefore, always consult with a librarian before you consider giving up on finding information about the topic you want to investigate. If there isn't a lot of information about your topic, a librarian can help you identify a closely related topic that you can study. Use the Ask-A-Librarian link above to identify a librarian in your subject area.

Another Writing Tip

Don't be a Martyr!

In thinking about what to study, don't adopt the mindset of pursuing an esoteric or overly complicated topic just to impress your professor but that, in reality, does not have any real interest to you. Choose a topic that is challenging but that has at least some interest to you or that you care about. Obviously, this is easier for courses within your major, but even for those nasty prerequisite classes that you must take in order to graduate [and that provide an additional tuition revenue for the university], try to apply issues associated with your major to the general topic given to you. For example, if you are an international relations major taking a GE philosophy class where the assignment asks you to apply the question of "what is truth" to some aspect of life, you could choose to study how government leaders attempt to shape truth through the use of nationalistic propaganda.

Still Another Writing Tip

A Research Problem is Not a Thesis Statement

A thesis statement and a research problem are two different parts of the introduction section of your paper. The thesis statement succinctly describes in one or two sentences, usually in the last paragraph of the introduction, what position you have reached about a topic. It includes an assertion that requires evidence and support along with your opinion or argument about what you are researching. There are three general types of thesis statements: analytical statements that break down and evaluate the topic; argumentative statements that make a claim about the topic and defend that claim; and, expository statements that present facts and research about the topic. Each are intended to set forth a claim that you will seek to validate through the research you describe in your paper.

Before the thesis statement, your introduction must include a description of a problem that describes either a key area of concern, a condition to be improved upon, a difficulty to be eliminated, or a troubling issue that exists . The research problem describes something that can be empirically verified and measured; it is often followed by a set of questions that underpin how you plan to approach investigating that problem. In short, the thesis statement states your opinion or argument about the research problem and summarizes how you plan to address it.

Tips and Examples for Writing Thesis Statements. The Writing Lab and The OWL. Purdue University; Write a Strong Thesis Statement! The Writing Center, University of Evansville; Thesis Statements. The Writing Center. University of North Carolina; Tutorial #26: Thesis Statements and Topic Sentences. Writing Center, College of San Mateo; Creswell,  John W. and J. David Creswell. Research Design: Qualitative, Quantitative, and Mixed Methods Approaches . 5th edition. Thousand Oaks, CA: SAGE Publications, 2017.

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• How it works

Research Problem – Definition, Steps & Tips

Published by Jamie Walker at August 12th, 2021 , Revised On October 3, 2023

Once you have chosen a research topic, the next stage is to explain the research problem: the detailed issue, ambiguity of the research, gap analysis, or gaps in knowledge and findings that you will discuss.

Here, in this article, we explore a research problem in a dissertation or an essay with some research problem examples to help you better understand how and when you should write a research problem.

“A research problem is a specific statement relating to an area of concern and is contingent on the type of research. Some research studies focus on theoretical and practical problems, while some focus on only one.”

The problem statement in the dissertation, essay, research paper, and other academic papers should be clearly stated and intended to expand information, knowledge, and contribution to change.

This article will assist in identifying and elaborating a research problem if you are unsure how to define your research problem. The most notable challenge in the research process is to formulate and identify a research problem. Formulating a problem statement and research questions while finalizing the research proposal or introduction for your dissertation or thesis is necessary.

Why is Research Problem Critical?

An interesting research topic is only the first step. The real challenge of the research process is to develop a well-rounded research problem.

A well-formulated research problem helps understand the research procedure; without it, your research will appear unforeseeable and awkward.

Research is a procedure based on a sequence and a research problem aids in following and completing the research in a sequence. Repetition of existing literature is something that should be avoided in research.

Therefore research problem in a dissertation or an essay needs to be well thought out and presented with a clear purpose. Hence, your research work contributes more value to existing knowledge. You need to be well aware of the problem so you can present logical solutions.

Formulating a research problem is the first step of conducting research, whether you are writing an essay, research paper,   dissertation , or  research proposal .

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Step 1: Identifying Problem Area – What is Research Problem

The most significant step in any research is to look for  unexplored areas, topics, and controversies . You aim to find gaps that your work will fill. Here are some research problem examples for you to better understand the concept.

Practical Research Problems

To conduct practical research, you will need practical research problems that are typically identified by analysing reports, previous research studies, and interactions with the experienced personals of pertinent disciplines. You might search for:

• Problems with performance or competence in an organization
• Institutional practices that could be enhanced
• Practitioners of relevant fields and their areas of concern
• Problems confronted by specific groups of people within your area of study

If your research work relates to an internship or a job, then it will be critical for you to identify a research problem that addresses certain issues faced by the firm the job or internship pertains to.

Examples of Practical Research Problems

Decreased voter participation in county A, as compared to the rest of the country.

The high employee turnover rate of department X of company Y influenced efficiency and team performance.

A charity institution, Y, suffers a lack of funding resulting in budget cuts for its programmes.

Theoretical Research Problems

Theoretical research relates to predicting, explaining, and understanding various phenomena. It also expands and challenges existing information and knowledge.

Identification of a research problem in theoretical research is achieved by analysing theories and fresh research literature relating to a broad area of research. This practice helps to find gaps in the research done by others and endorse the argument of your topic.

Here are some questions that you should bear in mind.

• A case or framework that has not been deeply analysed
• An ambiguity between more than one viewpoints
• An unstudied condition or relationships
• A problematic issue that needs to be addressed

Theoretical issues often contain practical implications, but immediate issues are often not resolved by these results. If that is the case, you might want to adopt a different research approach  to achieve the desired outcomes.

Examples of Theoretical Research Problems

Long-term Vitamin D deficiency affects cardiac patients are not well researched.

The relationship between races, sex, and income imbalances needs to be studied with reference to the economy of a specific country or region.

The disagreement among historians of Scottish nationalism regarding the contributions of Imperial Britain in the creation of the national identity for Scotland.

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Step 2: Understanding the Research Problem

The researcher further investigates the selected area of research to find knowledge and information relating to the research problem to address the findings in the research.

Background and Rationale

• Population influenced by the problem?
• Is it a persistent problem, or is it recently revealed?
• Research that has already been conducted on this problem?
• Any proposed solution to the problem?
• Recent arguments concerning the problem, what are the gaps in the problem?

How to Write a First Class Dissertation Proposal or Research Proposal

Particularity and Suitability

• What specific place, time, and/or people will be focused on?
• Any aspects of research that you may not be able to deal with?
• What will be the concerns if the problem remains unresolved?
• What are the benefices of the problem resolution (e.g. future researcher or organisation’s management)?

Example of a Specific Research Problem

A non-profit institution X has been examined on their existing support base retention, but the existing research does not incorporate an understanding of how to effectively target new donors. To continue their work, the institution needs more research and find strategies for effective fundraising.

Once the problem is narrowed down, the next stage is to propose a problem statement and hypothesis or research questions.

If you are unsure about what a research problem is and how to define the research problem, then you might want to take advantage of our dissertation proposal writing service. You may also want to take a look at our essay writing service if you need help with identifying a research problem for your essay.

Frequently Asked Questions

What is research problem with example.

A research problem is a specific challenge that requires investigation. Example: “What is the impact of social media on mental health among adolescents?” This problem drives research to analyse the relationship between social media use and mental well-being in young people.

How many types of research problems do we have?

• Descriptive: Describing phenomena as they exist.
• Explanatory: Understanding causes and effects.
• Exploratory: Investigating little-understood phenomena.
• Predictive: Forecasting future outcomes.
• Prescriptive: Recommending actions.
• Normative: Describing what ought to be.

What are the principles of the research problem?

• Relevance: Addresses a significant issue.
• Re searchability: Amenable to empirical investigation.
• Clarity: Clearly defined without ambiguity.
• Specificity: Narrowly framed, avoiding vagueness.
• Feasibility: Realistic to conduct with available resources.
• Novelty: Offers new insights or challenges existing knowledge.
• Ethical considerations: Respect rights, dignity, and safety.

Why is research problem important?

A research problem is crucial because it identifies knowledge gaps, directs the inquiry’s focus, and forms the foundation for generating hypotheses or questions. It drives the methodology and determination of study relevance, ensuring that research contributes meaningfully to academic discourse and potentially addresses real-world challenges.

How do you write a research problem?

To write a research problem, identify a knowledge gap or an unresolved issue in your field. Start with a broad topic, then narrow it down. Clearly articulate the problem in a concise statement, ensuring it’s researchable, significant, and relevant. Ground it in the existing literature to highlight its importance and context.

How can we solve research problem?

To solve a research problem, start by conducting a thorough literature review. Formulate hypotheses or research questions. Choose an appropriate research methodology. Collect and analyse data systematically. Interpret findings in the context of existing knowledge. Ensure validity and reliability, and discuss implications, limitations, and potential future research directions.

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This article is a step-by-step guide to how to write statement of a problem in research. The research problem will be half-solved by defining it correctly.

Struggling to find relevant and up-to-date topics for your dissertation? Here is all you need to know if unsure about how to choose dissertation topic.

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How to Identify an Appropriate Research Problem

By Mansureh Kebritchi, Ph.D.

A research problem is the heart of the study. It is a clear, definite statement of the area of concern or investigation and is backed by evidence (Bryman, 2007).  It drives the research questions and processes and provides the framework for understanding the research findings. To begin, you will need to know where to look for your research problem and how to evaluate when a research problem for success.

Where to Find a Research Problem

Ideas for research problems tend to come from two sources: real life and the scholarly arena.  First, identifying a research problem can be as simple as observing the complications and issues in your local workplace. You may encounter ongoing issues on a daily basis in your workplace or observe your colleagues struggle with major issues or questions in your field. These ongoing obstacles and issues in the workplace can be the catalyst for developing a research problem.  

Alternatively, research problems can be identified by reviewing recent literature, reports, or databases in your field. Often the section on “recommendations for future studies” provided at the end of journal articles or doctoral dissertations suggests potential research problems. In addition, major reports and databases in the field may reveal findings or data-based facts that call for additional investigation or suggest potential issues to be addressed. Looking at what theories need to be tested is another opportunity to develop a research problem.

How to Evaluate a Research Problem 

Once you find your potential research problem, you will need to evaluate the problem and ensure that it is appropriate for research. A research problem is deemed appropriate when it is supported by the literature and considered significant, timely, novel, specific, and researchable.  Stronger research problems are more likely to succeed in publication, presentation, and application.

Supported by the Literature

Your research problem should be relevant to the field and supported by a number of recent peer-reviewed studies in the field. Even if you identify the problem based on the recommendation of one journal article or dissertation, you will still need to conduct a literature search and ensure that other researchers support the problem and the need for conducting research to further address the problem.

Significant

Your research problem should have a positive impact on the field. The impact can be practical, in the form of direct application of the results in the field, or conceptual, where the work advances the field by filling a knowledge gap.  

Your research problem should be related to the current needs in the field and well-suited for the present status of the issues in your field. Explore what topics are being covered in current journals in the field. Look at calls from relevant disciplinary organizations. Review your research center agenda and focused topics. For example, the topics of the Research Labs at the Center for Educational and Instructional Technology Research including critical thinking, social media and cultural competency, diversity, and Science, Technology, Engineering, and Mathematics (STEM) in higher education are representative of the current timely topics in the field of education.  Identifying a current question in the field and supporting the problem with recent literature can justify the problem's timeliness.

Your research problem should be original and unique. It should seek to address a gap in our knowledge or application. An exhaustive review of the literature can help you identify whether the problem has already been addressed with your particular sample and/or context. Talking to experts in the research area can illuminate a problem.  Replication of an existing study warrants a discussion of value elsewhere, but the novelty can be found in determining if an already-resolved problem holds in a new sample and/or context.

Specific and Clear

Your research problem should be specific enough to set the direction of the study, raise research question(s), and determine an appropriate research method and design. Vague research problems may not be useful to specify the direction of the study or develop research questions.  

Researchable

Research problems are solved through the scientific method. This means researchability, or feasibility of the problem, is more important than all of the above characteristics. You as the researcher should be able to solve the problem with your abilities and available research methods, designs, research sites, resources, and timeframe. If a research problem retains all of the aforementioned characteristics but it is not researchable, it may not be an appropriate research problem.

References and More Information

Bryman, Alan. “The Research Question in Social Research: What is its Role?”  International Journal of Social Research Methodology  10 (2007): 5-20.

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Identifying a Research Problem

This InfoGuide assists students starting their research proposal and literature review.

• Introduction
• Research Process
• Types of Research Methodology
• Data Collection Methods
• Anatomy of a Scholarly Article
• Finding a topic
• Problem Statement
• Research Question
• Research Design
• Search Strategies
• Psychology Database Limiters
• Literature Review Search
• Annotated Bibliography
• Writing a Literature Review
• Writing a Research Proposal

A  research problem  is a specific issue or gap in existing knowledge that you aim to address in your research. You may look for practical problems aimed at contributing to change or theoretical problems aimed at expanding knowledge.

Some research will do both of these things, but usually, the research problem focuses on one or the other. The research problem you choose depends on your broad  topic  of interest and the  type of research  you think will fit best.

This section helps you identify and refine a research problem. When writing your  research proposal  or  introduction , formulate it as a  problem statement  and/or  research questions .

Research Problems Steps

Why is the research problem important?

Having an interesting topic isn’t a strong enough basis for academic research. Without a well-defined research problem, you will likely end up with an unfocused and unmanageable project.

You might end up repeating what other people have already said, trying to say too much, or doing research without a clear purpose and justification. You need a clear problem to research that contributes new and relevant insights.

Whether planning your  thesis , starting a  research paper , or writing a  research proposal , the research problem is the first step towards knowing exactly what you’ll do and why.

Identify a broad problem area As you read about your topic, look for under-explored aspects or areas of concern, conflict, or controversy. Your goal is to find a gap that your research project can fill.

Practical research problems If you are doing practical research, you can identify a problem by reading reports, following up on previous research, or talking to people who work in the relevant field or organization. You might look for:

• Issues with performance or efficiency
• Processes that could be improved
• Areas of concern among practitioners
• Difficulties faced by specific groups of people Examples of practical research problems
• Voter turnout in New England has been decreasing, in contrast to the rest of the country.
• The HR department of a local chain of restaurants has a high staff turnover rate.

A non-profit organization faces a funding gap that means some of its programs will have to be cut

Theoretical research problems If you are doing theoretical research, you can identify a research problem by reading existing research, theory, and debates on your topic to find a gap in what is currently known about it. You might look for:

• A phenomenon or context that has not been closely studied
• A contradiction between two or more perspectives
• A situation or relationship that is not well understood
• A troubling question that has yet to be resolved Examples of theoretical research problems
• The effects of long-term Vitamin D deficiency on cardiovascular health are not well understood.
• The relationship between gender, race, and income inequality has yet to be closely studied in the context of the millennial gig economy
• Historians of Scottish nationalism disagree about the role of the British Empire in developing Scotland’s national identity.

Learn more about the problem Next, you have to find out what is already known about the problem and pinpoint the exact aspect that your research will address. Context and background

• Who does the problem affect?
• Is it a newly-discovered problem, or a well-established one?
• What research has already been done?
• What, if any, solutions have been proposed?
• What are the current debates about the problem? What is missing from these debates?

Specificity and relevance

• What particular place, time, and/or group of people will you focus on?
• What aspects will you not be able to tackle?
• What will the consequences be if the problem is not resolved Example of a specific research problem A local non-profit organization that alleviates food insecurity has always fundraised from its existing support base. It lacks an understanding of how best to target potential new donors. To continue its work, the organization requires research into more effective fundraising strategies.

Once you have narrowed down your research problem, the next step is to formulate a  problem statement , as well as your  research questions  or  hypotheses .

• << Previous: Finding a topic
• Next: Problem Statement >>

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• How To Formulate A Research Problem

Introduction

In the dynamic realm of academia, research problems serve as crucial stepping stones for groundbreaking discoveries and advancements. Research problems lay the groundwork for inquiry and exploration that happens when conducting research. They direct the path toward knowledge expansion.

In this blog post, we will discuss the different ways you can identify and formulate a research problem. We will also highlight how you can write a research problem, its significance in guiding your research journey, and how it contributes to knowledge advancement.

Understanding the Essence of a Research Problem

A research problem is defined as the focal point of any academic inquiry. It is a concise and well-defined statement that outlines the specific issue or question that the research aims to address. This research problem usually sets the tone for the entire study and provides you, the researcher, with a clear purpose and a clear direction on how to go about conducting your research.

There are two ways you can consider what the purpose of your research problem is. The first way is that the research problem helps you define the scope of your study and break down what you should focus on in the research. The essence of this is to ensure that you embark on a relevant study and also easily manage it. 

The second way is that having a research problem helps you develop a step-by-step guide in your research exploration and execution. It directs your efforts and determines the type of data you need to collect and analyze. Furthermore, a well-developed research problem is really important because it contributes to the credibility and validity of your study.

It also demonstrates the significance of your research and its potential to contribute new knowledge to the existing body of literature in the world. A compelling research problem not only captivates the attention of your peers but also lays the foundation for impactful and meaningful research outcomes.

Identifying a Research Problem

To identify a research problem, you need a systematic approach and a deep understanding of the subject area. Below are some steps to guide you in this process:

• Conduct a Literature Review: Before you dive into your research problem, ensure you get familiar with the existing literature in your field. Analyze gaps, controversies, and unanswered questions. This will help you identify areas where your research can make a meaningful contribution.
• Consult with Peers and Mentors: Participate in discussions with your peers and mentors to gain insights and feedback on potential research problems. Their perspectives can help you refine and validate your ideas.
• Define Your Research Objectives: Clearly outline the objectives of your study. What do you want to achieve through your research? What specific outcomes are you aiming for?

Formulating a Research Problem

Once you have identified the general area of interest and specific research objectives, you can then formulate your research problem. Things to consider when formulating a research problem:

• Clarity and Specificity: Your research problem should be concise, specific, and devoid of ambiguity. Avoid vague statements that could lead to confusion or misinterpretation.
• Originality: Strive to formulate a research problem that addresses a unique and unexplored aspect of your field. Originality is key to making a meaningful contribution to the existing knowledge.
• Feasibility: Ensure that your research problem is feasible within the constraints of time, resources, and available data. Unrealistic research problems can hinder the progress of your study.
• Refining the Research Problem: It is common for the research problem to evolve as you delve deeper into your study. Don’t be afraid to refine and revise your research problem if necessary. Seek feedback from colleagues, mentors, and experts in your field to ensure the strength and relevance of your research problem.

How Do You Write a Research Problem?

Steps to consider in writing a Research Problem:

• Select a Topic: The first step in writing a research problem is to select a specific topic of interest within your field of study. This topic should be relevant, and meaningful, and have the potential to contribute to existing knowledge.
• Conduct a Literature Review: Before formulating your research problem, conduct a thorough literature review to understand the current state of research on your chosen topic. This will help you identify gaps, controversies, or areas that need further exploration.
• Identify the Research Gap: Based on your literature review, pinpoint the specific gap or problem that your research aims to address. This gap should be something that has not been adequately studied or resolved in previous research.
• Be Specific and Clear: The research problem should be framed in a clear and concise manner. It should be specific enough to guide your research but broad enough to allow for meaningful investigation.
• Ensure Feasibility: Consider the resources and constraints available to you when formulating the research problem. Ensure that it is feasible to address the problem within the scope of your study.
• Align your Research Goals: The research problem should align with the overall goals and objectives of your study. It should be directly related to the research questions you intend to answer.

Related: How to Write a Problem Statement for your Research

Research Problem vs Research Questions

Research Problem: The research problem is a broad statement that outlines the overarching issue or gap in knowledge that your research aims to address. It provides the context and motivation for your study and helps establish its significance and relevance. The research problem is typically stated in the introduction section of your research proposal or thesis.

Research Questions: Research questions are specific inquiries that you seek to answer through your research. These questions are derived from the research problem and help guide the focus of your study. They are often more detailed and narrow in scope compared to the research problem. Research questions are usually listed in the methodology section of your research proposal or thesis.

Difference Between a Research Problem and a Research Topic

Research Problem: A research problem is a specific issue, gap, or question that requires investigation and can be addressed through research. It is a clearly defined and focused problem that the researcher aims to solve or explore. The research problem provides the context and rationale for the study and guides the research process. It is usually stated as a question or a statement in the introduction section of a research proposal or thesis.

Example of a Research Problem: “ What are the factors influencing consumer purchasing decisions in the online retail industry ?”

Research Topic: A research topic, on the other hand, is a broader subject or area of interest within a particular field of study. It is a general idea or subject that the researcher wants to explore in their research. The research topic is more general and does not yet specify a specific problem or question to be addressed. It serves as the starting point for the research, and the researcher further refines it to formulate a specific research problem.

Example of a Research Topic: “ Consumer behavior in the online retail industry.”

In summary, a research topic is a general area of interest, while a research problem is a specific issue or question within that area that the researcher aims to investigate.

Difference Between a Research Problem and Problem Statement

Research Problem: As explained earlier, a research problem is a specific issue, gap, or question that you as a researcher aim to address through your research. It is a clear and concise statement that defines the focus of the study and provides a rationale for why it is worth investigating.

Example of a Research Problem: “What is the impact of social media usage on the mental health and well-being of adolescents?”

Problem Statement: The problem statement, on the other hand, is a brief and clear description of the problem that you want to solve or investigate. It is more focused and specific than the research problem and provides a snapshot of the main issue being addressed.

Example of a Problem Statement: “ The purpose of this study is to examine the relationship between social media usage and the mental health outcomes of adolescents, with a focus on depression, anxiety, and self-esteem.”

In summary, a research problem is the broader issue or question guiding the study, while the problem statement is a concise description of the specific problem being addressed in the research. The problem statement is usually found in the introduction section of a research proposal or thesis.

Challenges and Considerations

Formulating a research problem involves several challenges and considerations that researchers should carefully address:

• Feasibility: Before you finalize a research problem, it is crucial to assess its feasibility. Consider the availability of resources, time, and expertise required to conduct the research. Evaluate potential constraints and determine if the research problem can be realistically tackled within the given limitations.
• Novelty and Contribution: A well-crafted research problem should aim to contribute to existing knowledge in the field. Ensure that your research problem addresses a gap in the literature or provides innovative insights. Review past studies to understand what has already been done and how your research can build upon or offer something new.
• Ethical and Social Implications: Take into account the ethical and social implications of your research problem. Research involving human subjects or sensitive topics requires ethical considerations. Consider the potential impact of your research on individuals, communities, or society as a whole. 
• Scope and Focus: Be mindful of the scope of your research problem. A problem that is too broad may be challenging to address comprehensively, while one that is too narrow might limit the significance of the findings. Strike a balance between a focused research problem that can be thoroughly investigated and one that has broader implications.
• Clear Objectives: Ensure that your research problem aligns with specific research objectives. Clearly define what you intend to achieve through your study. Having well-defined objectives will help you stay on track and maintain clarity throughout the research process.
• Relevance and Significance: Consider the relevance and significance of your research problem in the context of your field of study. Assess its potential implications for theory, practice, or policymaking. A research problem that addresses important questions and has practical implications is more likely to be valuable to the academic community and beyond.
• Stakeholder Involvement: In some cases, involving relevant stakeholders early in the process of formulating a research problem can be beneficial. This could include experts in the field, practitioners, or individuals who may be impacted by the research. Their input can provide valuable insights that can help you enhance the quality of the research problem.

In conclusion, understanding how to formulate a research problem is fundamental for you to have meaningful research and intellectual growth. Remember that a well-crafted research problem serves as the foundation for groundbreaking discoveries and advancements in various fields. It not only enhances the credibility and relevance of your study but also contributes to the expansion of knowledge and the betterment of society.

Therefore, put more effort into the process of identifying and formulating research problems with enthusiasm and curiosity. Engage in comprehensive literature reviews, observe your surroundings, and reflect on the gaps in existing knowledge. Lastly, don’t forget to be mindful of the challenges and considerations, and ensure your research problem aligns with clear objectives and ethical principles.

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• How to Define a Research Problem | Ideas & Examples

How to Define a Research Problem | Ideas & Examples

Published on 8 November 2022 by Shona McCombes and Tegan George.

A research problem is a specific issue or gap in existing knowledge that you aim to address in your research. You may choose to look for practical problems aimed at contributing to change, or theoretical problems aimed at expanding knowledge.

Some research will do both of these things, but usually the research problem focuses on one or the other. The type of research problem you choose depends on your broad topic of interest and the type of research you think will fit best.

This article helps you identify and refine a research problem. When writing your research proposal or introduction , formulate it as a problem statement and/or research questions .

Table of contents

Why is the research problem important, step 1: identify a broad problem area, step 2: learn more about the problem, frequently asked questions about research problems.

Having an interesting topic isn’t a strong enough basis for academic research. Without a well-defined research problem, you are likely to end up with an unfocused and unmanageable project.

You might end up repeating what other people have already said, trying to say too much, or doing research without a clear purpose and justification. You need a clear problem in order to do research that contributes new and relevant insights.

Whether you’re planning your thesis , starting a research paper , or writing a research proposal , the research problem is the first step towards knowing exactly what you’ll do and why.

Prevent plagiarism, run a free check.

As you read about your topic, look for under-explored aspects or areas of concern, conflict, or controversy. Your goal is to find a gap that your research project can fill.

Practical research problems

If you are doing practical research, you can identify a problem by reading reports, following up on previous research, or talking to people who work in the relevant field or organisation. You might look for:

• Issues with performance or efficiency
• Processes that could be improved
• Areas of concern among practitioners
• Difficulties faced by specific groups of people

Examples of practical research problems

Voter turnout in New England has been decreasing, in contrast to the rest of the country.

The HR department of a local chain of restaurants has a high staff turnover rate.

A non-profit organisation faces a funding gap that means some of its programs will have to be cut.

Theoretical research problems

If you are doing theoretical research, you can identify a research problem by reading existing research, theory, and debates on your topic to find a gap in what is currently known about it. You might look for:

• A phenomenon or context that has not been closely studied
• A contradiction between two or more perspectives
• A situation or relationship that is not well understood
• A troubling question that has yet to be resolved

Examples of theoretical research problems

The effects of long-term Vitamin D deficiency on cardiovascular health are not well understood.

The relationship between gender, race, and income inequality has yet to be closely studied in the context of the millennial gig economy.

Historians of Scottish nationalism disagree about the role of the British Empire in the development of Scotland’s national identity.

Next, you have to find out what is already known about the problem, and pinpoint the exact aspect that your research will address.

Context and background

• Who does the problem affect?
• Is it a newly-discovered problem, or a well-established one?
• What research has already been done?
• What, if any, solutions have been proposed?
• What are the current debates about the problem? What is missing from these debates?

Specificity and relevance

• What particular place, time, and/or group of people will you focus on?
• What aspects will you not be able to tackle?
• What will the consequences be if the problem is not resolved?

Example of a specific research problem

A local non-profit organisation focused on alleviating food insecurity has always fundraised from its existing support base. It lacks understanding of how best to target potential new donors. To be able to continue its work, the organisation requires research into more effective fundraising strategies.

Once you have narrowed down your research problem, the next step is to formulate a problem statement , as well as your research questions or hypotheses .

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement.

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

The way you present your research problem in your introduction varies depending on the nature of your research paper . A research paper that presents a sustained argument will usually encapsulate this argument in a thesis statement .

A research paper designed to present the results of empirical research tends to present a research question that it seeks to answer. It may also include a hypothesis – a prediction that will be confirmed or disproved by your research.

Research objectives describe what you intend your research project to accomplish.

They summarise the approach and purpose of the project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement .

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Identifying the Research Problem

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The first step of conducting research is identifying a researchable problem. This chapter explains the procedures to identify the research problem. The procedure of research involves systematically investigating a subject matter to reveal facts or reach new conclusions. Research can be theory driven or problem driven. Most of the studies in urban and regional planning attempt to investigate issues or problems either to: (1) identity and define the problem, and/or (2) probe further to answer research questions after identifying, defining, and operationalizing the problem. This chapter introduces methods, such as factual data mining, back of envelope analysis, quick research, and issues unique to a sub-discipline of planning, to identify the research problem.

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How to Identify a Research Problem For Your Dissertation

Updated: Jan 15, 2021

Defining a research problem forms the base of any dissertation. Once you’re done selecting the research topic, it’s time to formulate the research problem that clearly highlights your chosen area of concern. It can either be a contradiction, difficulty, specific issue, or a knowledge gap that you’re aiming to feature in your research.

While formulating your research problem, you might look for either theoretical or practical problems, depending on the type of research work you want to do. Ideally, a research problem focuses on one problem type, but some research work may involve both.

Finding the Research Problem

Identifying and presenting the precise issues you’ll address in your dissertation isn’t as simple as it sounds. Many Dissertation candidates find it difficult and spend days thinking, exploring, and studying, trying to find the right questions/problems to start with.

If you choose a vague research problem, you may end up with an unmanageable and unfocused project. To save you from wasting hours, this article shows you some practical ways that are sure to help you pick the right research problem.

Get ready to develop a strong research base that has a clear purpose and justification by following two simple steps listed below.

Step 1: Address a Broad Problem Area

As you begin exploring your selected research topic, start looking for important areas of concern that are yet to be explored or are under-explored. You can also dig deep into a controversy or conflict to come up with a problem that is less discussed and deserves peoples’ attention. Irrespective of how you choose to identify a broad problem area, always keep in mind that the ultimate goal is to identify a gap that your dissertation can fill.

Considering some dissertation candidates may be doing practical research and others may be interested in doing theoretical research, let’s discuss the process of defining a broad problem area in both cases.

Identifying Research Problem in a Practical Research

Dissertation candidates doing practical research can identify a problem by reading reports, talking to relevant people working in the select field, or following up on previous research.

You should also start looking for performance-related issues in an organization, persistent concerns being faced by practitioners working in a select field, or difficulties faced by a particular section of the society.

If you’re researching on a job or internship, make sure to define a research problem that has practical relevance. Otherwise, the dissertation won’t serve the purpose.

To help dissertation candidates get a crystal clear idea of what practical research problems look like, let’s look at some examples.

Section A of society fails to overcome the poverty line, in contrast to the remaining society sections.

A startup is facing a funding gap resulting in the halting of its operations.

Researchers failing to come up with a vaccine that eradicates a specific deadly disease

Identifying Research Problem in a Theoretical Research

Theoretical research primarily focuses on developing a better understanding or expanding knowledge rather than directly contributing to a positive change.

To identify a theoretical research problem, you can start by reading recent research or theory that throws light on the broad research problem. You can also check out recent debates around your selected research topic and identify a gap that needs to be filled.

Some actionable steps can include researching an event that is yet to be closely studied, a troubling question or problem with no definite solution, a contradiction between various perspectives, or a relationship not well understood by many.

Though theoretical problems have practical consequences, these are not primarily aimed at bringing an immediate solution or solving an issue.

Let’s check out some examples of theoretical research problems to understand them better.

The long-term effect of the COVID-19 vaccine on people of different ages and health conditions is not well known.

The relationship between income inequality and gender concerning the upcoming Gen Z gig economy is yet to be properly researched.

A segment of workers disagreeing that automation will take away their jobs.

Step 2: Dive Deeper Into the Problem

Once you complete step 1, it is time to find out the known facts about the selected problem. Doing so will help you pinpoint the exact problem that your dissertation will address.

When exploring the problem more, make sure to gather as much information as possible. You can start by preparing a list of questions that you can use as a reference for further digging down into the problem.

The list should have all the possible questions that make you think about the “how,” “what,” “whose,” “why,” and more aspects. To make your work easy, a sample list of questions has been prepared. Take a note of the questions shared below, and start finding a specific research problem.

Is this a new problem? If yes, is some research work being done on it?

Who is being affected by the problem?

Is there any research-backed solution to tackle the problem?

What is the current state of the problem, and how much is known about it? Is there a void in the current research that can be filled?

What will happen if no proven solution is found for the problem? How will it affect the different sections of society?

Who will benefit the most from the solution of this problem?

Where should you focus first, and what part of the problem can you deal with?

You can add more questions to this list based on your research work and understanding.

If you diligently follow the two steps shared in this article, creating a problem statement or research questions won’t be difficult.

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Research: Establishing the Problem Space

• Establishing the Problem Space
• Finding Qualitative Research
• Finding Quantitative Research
• What is Emperical Research?
• What is Seminal Research?

What is the Problem Space?

A gap is a space between two objects or a break in continuity.  A research gap is a break or missing part of the existing research when you define the research gap or the problem space you are defining what is known and what is missing in the existing research.  The "problem space" of a study is a definition of the topic, the problem statements or research gaps mentioned by other researchers, and the steps other researchers took to answer the research question. The problem space is a way to identify and establish boundaries for your research, it helps to guide what should be included or excluded from your research.  The problem statement expresses how your study will answer or fill the research gap.

The problem space is thus comprised of identifying what is known about a topic, understanding how it has come to be known (the theories, designs, methods, instruments), and then figuring out what is not yet known (or perspective not explored) .   Problem spaces are built by taking note of the limitations and recommendations discussed in the empirical research articles you gather as you build your literature review.

• Don't know where to start? 6 Tips on identifying research gaps
• What are Gap Statements? From the Middlebury University 'Write Like a Scientist" guide.
• Farooq, R. (2017). A framework for identifying research gap in social sciences: Evidence from the past. IUP Journal of Management Research, 16(4), 66-75. Retrieved from https://uscupstate.idm.oclc.org/login?url=https://www.proquest.com/scholarly-journals/
• Robinson KA, Akinyede O, Dutta T, et al. Framework for Determining Research Gaps During Systematic Review: Evaluation [Internet]. Rockville (MD): Agency for Healthcare Research and Quality (US); 2013 Feb. Introduction. Available from: https://www.ncbi.nlm

Examples From Empirical Articles

When looking to find discussions of research that has yet to be done (AKA research gap) in existing articles there are a few keywords to look out for such as limitations identified, further research needed, needs clarification, not been reported (studied, reported, or elucidated), suggestions for further research, questions remains, poorly understood, and/or lack of studies

Below are two examples of types of passages to look for.

Example of a Limitations Section

From the article:

Spanhove, V., De Wandele, I., Kjær, B. H., Malfait, F., Vanderstukken, F., & Cools, A. (2020). The effect of five isometric exercises on glenohumeral translations in healthy subjects and patients with the hypermobility type of the ehlers-danlos syndrome (heds) or hypermobility spectrum disorder (hsd) with multidirectional shoulder instability: an observational study.  Physiotherapy ,  107 , 11–18. https://doi.org/10.1016/j.physio.2019.06.010

From this passage, an argument could be made for performing a similar study, but with 3D analysis.

Example of a Recommendation for Further Research

Some articles will go beyond discussing their limitations and describe further research that should be done. 

For example, this article:

Carey, J., Pathak, A., & Johnson, S. C. (2020). Use, Perceptions, and Awareness of LibGuides among Undergraduate and Graduate Health Professions Students.  Evidence Based Library and Information Practice ,  15 (3), 157-172. https://doi.org/10.18438/eblip29653

Suggests several different avenues of further research:

How to Use Review Articles

Review articles can help formulate a gap, or at least point out a direction to look for one. Since they provide an overview of the published literature, they can give you a head start on what kinds of research are lacking.

How to Locate Review Articles: Systematic Reviews, Literature Reviews, and Meta-Analyses

• handwashing or hand washing or hand hygiene or hand sanitation
• systematic review or meta-analysis or literature review or scoping review
• Adjust dates to be within 2 years. 
• For instance the above search was used to locate this article:

Seo, H.-J., Sohng, K.-Y., Chang, S. O., Chaung, S. K., Won, J. S., & Choi, M.-J. (2019). Interventions to improve hand hygiene compliance in emergency departments: a systematic review. The Journal of Hospital Infection , 102(4), 394–406. https://doi.org/10.1016/j.jhin.2019.03.013

• (hand antisepsis or handwash* or hand wash* or hand disinfection or hand hygiene or surgical scrub*)
• With terms that should be included when searching on this topic.
• "Further well-designed controlled studies are necessary to examine the true effects and identify which intervention modalities are more effective than others for HHC improvement in EDs."
• Reviewing the articles this article studied would then provide support for this gap.

Pursuing a health care topic? Search Cochrane Reviews or Joanna Biggs EBP as well as the more general databases.

Example of a Review Article With a Discussion of Areas Needing Research

Example of a Review Article

Review articles can clarify where a lack of research exists. To then establish the problem space fully, you will need to track down the articles cited in the review.

For instance, consider the following passage from this review article:

Martin, A. (2019). An acquired or heritable connective tissue disorder? A review of hypermobile Ehlers Danlos Syndrome. European Journal of Medical Genetics, 62(7), 103672. https://doi.org/10.1016/j.ejmg.2019.103672

This is indicating a need for longitudinal studies for this condition to better understand the relationship between muscle strength and muscle waste. Further examining the cited articles would establish this avenue for a study.

Problem Formulation

• Trochim, William M.K. “Problem Formulation.” Research Methods Knowledge Base, Conjoint.ly, https://conjointly.com/kb/problem-formulation/.
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• Last Updated: Apr 17, 2023 9:51 AM
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How to Identify a Research Problem

How to Evaluate Research

The word “research” makes many students anxious. When you break the research process down into steps, practicing this important skill of researching can actually be incredibly rewarding. Once you've identified the right research problem example for the assignment and your ideas, the rest of the process will feel more manageable.

Understand the Assignment

Before looking at methods of identifying a research problem, the first important step is to understand exactly what your instructor expects. You may be asked to identify your research problem from a list of allowable topics, such as, "How have ethical concerns affected the sourcing of materials in the jewelry industry?" Alternatively, you may be required to design your own course-appropriate research problem from scratch by stating it in the form of a specific, guiding, open-ended question. Note that open-ended questions often start with words like "how." For example, if the topic is gambling, a yes or no question, such as whether the habit affects a gambler's credit score wouldn't work. Instead, you could ask how the gambler's habit might affect his credit score. Starting your research on the right track means having more time to do a good job which can help reduce anxiety.

Choosing a Topic of Interest

If you're given a list of subjects from which to choose, use your interests to narrow your decision. Don't choose a research problem example related to standardized testing if you have no interest in the subject. However, if you're interested in homeschooling and have the option to write about that instead, that topic is a good choice. Identify several larger topics of interest in the beginning and do some primary research to see what's been written on those subjects. Don't hesitate to ask for assistance at your university library research desk. As you explore your chosen topic, be on the lookout for questions with answers that require more than simple facts. Questions that have been under-explored in the field often lead to rich research opportunities.

Problem Statement in Research

Your goal in finding a problem statement in research may be to present findings in a paper or speech. Research reports are different from other projects. Many essays support a thesis based on what you've already learned. For research projects, you won't know what argument you can make about a topic until you've thoroughly researched it. To research the topic, you'll need to start with a question that centers on a topic that can be explored through scholarly research, narrows your topic and elicits discussion and can't be answered by just a short negative, positive or emotional response. As a research problem example that doesn't work, asking whether gambling is sinful would be inappropriate since the answer relies on questions of morality and not scholarly research. Similarly, a question such as "How does gambling affect people?" is far too broad. To completely answer that question, you would have to include an overview of every psychological and financial effect that gambling has on gamblers, their families, their employers and many others. A more appropriate and narrow research problem example regarding gambling might be to look at if gambling addictions are related to society and class structure.

Flexibility in Research

It's normal for a research problem statement in research to evolve as you uncover new information. Doing research means going back and making adjustments to your search as the information that you find reshapes your thought process and guiding question. That's why it's called research, not just a search. For instance, in the process of finding out how ethical concerns affect the diamond ring industry, you may become interested in what you discover about the increase in vintage engagement ring sales in particular. At that point, you may decide that this topic makes an even better research problem than the broader one you chose in the beginning. This is a positive development as long as your evolving research fits within assignment guidelines.

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Elizabeth Ewe Weaver earned her MFA in writing from Columbia and has studied composition-rhetoric at the graduate level. She has presented at the NCTE's annual Conference on College Composition and Communication convention and served as full-time writing faculty at several universities. Her writing has appeared in The Paris Review and elsewhere.

The Scholarly Kitchen

What’s Hot and Cooking In Scholarly Publishing

Honest Signaling and Research Integrity

• Data Publishing
• Metrics and Analytics
• Research Integrity

Editor’s Note: Today’s post is coauthored by Tim Vines and Ben Kaube. Ben is a cofounder of Cassyni, a platform for helping publishers and institutions create and engage communities of researchers using seminars.

Assessing research integrity issues for articles submitted to an academic journal is a daunting prospect: the journal must somehow use the submitted text, figures, and (if available) accompanying data to uncover unethical behavior by the authors. This behavior (such as fabricating or altering data, etc.) may have taken place long before the article itself was written. 

However, these methods primarily focus on detecting bad behavior. To complement this approach, there’s a compelling need for indicators of “honest signaling” in research — a concept that, instead of aiming to catch bad behavior, captures commitment to ethical research practices.

It is instructive to draw analogy to the evolutionary biology concept known as “honest signaling.” This principle illustrates how certain traits in the animal kingdom, such as the peacock’s extravagant tail or the bright colors of some jumping spiders, serve as ‘honest’ markers of the individual’s fitness . These traits are energetically costly to produce and maintain, signifying that only individuals in prime condition can afford these displays. Thus, these signals are a reliable indicator of an individual’s fitness and hence their quality as a mate.

Translating this concept to the realm of research integrity, we seek analogous signals within researcher behavior — practices that are sufficiently demanding of time, effort, or resources, such that they are unlikely to be undertaken by those not genuinely committed to ethical research. Honest signaling in this context would encompass activities that are both visible and verifiable, shedding light on the researcher’s dedication to transparency and integrity:

• Open Science Practices: This includes the sharing of raw data, pre-registration of studies, publishing of preprints, and sharing of the code and scripts to operate command line software. These practices not only require a significant investment of time and resources but also open the researcher’s work to scrutiny and verification by the wider community.
• Community Engagement: Active participation in the scientific community through presentations at conferences, seminars, and poster sessions acts as a form of honest signaling. Such engagements are not only resource-intensive, but also expose one’s research to critique and validation by peers. Moreover, maintaining a visible online presence (e.g., personal webpages and ORCID profiles) and contributions to journal publishing outside of authorship roles (e.g., writing peer reviews and membership on editorial boards) further exemplifies a researcher’s commitment to open discourse and collaboration.

These signals, akin to the peacock’s tail, are not just markers of the quality and credibility of the individual’s work but also serve to signal their commitment to the principles of research integrity.

Any indicators of honest signaling should be considered contextually, acknowledging that open research practices differ between fields and engagement with scholarly communities varies regionally. This is particularly true when considering researchers facing systemic barriers such as those in the Global South. This suggests that simple scores of honest signaling will be overly reductive and that honest signaling indicators should be evaluated qualitatively as part of the editorial process.

The continued growth of digital platforms and the increase in online data post-COVID offer new opportunities to operationalize honest signaling indicators. By aggregating data from society meetings, departmental web pages, and conference programs, it becomes possible to capture engagement of researchers within their respective fields at scale and produce a suite of indicators for research integrity purposes (e.g., what is the publication record of author X? have they presented similar work at relevant conferences or seminar series? Does the manuscript have accompanying data or code?).

One important consideration when aggregating data from many venues is the difficulty of author disambiguation. ORCID has an important role to play here , but the usual challenge of preventing false positives is compounded by the fact that many research outputs associated with honest signaling have traditionally lacked persistent identifiers and high quality metadata. For example posters and seminar recordings have only recently started receiving persistent identifiers. 

In biology, honest signals are an indicator of an individual’s fitness, and while some of those signals – like the peacock’s tail – might be eye-catching to us, they are fine tuned to be evaluated by individuals in the same species. Similarly, in the world of research, it will always be the experts in one’s own field that will be best positioned to pick up on and assess honest signaling.

The concept of honest signaling offers a promising framework for verifying research integrity in a manner that complements existing tools aimed at detecting misconduct. By focusing on behaviors that are costly in terms of time and effort and indicate a researcher’s commitment to ethical practices, this approach not only helps identify instances of integrity but also encourages a culture of openness and engagement within the scientific community. Operationalizing indicators of “honest signaling”, while challenging, presents an opportunity to foster transparency and accountability in academic research, ensuring that it remains a pursuit marked by ethical conduct and genuine discovery.

Tim Vines is the Founder and Project Lead on DataSeer, an AI-based tool that helps authors, journals and other stakeholders with sharing research data. He's also a consultant with Origin Editorial, where he advises journals and publishers on peer review. Prior to that he founded Axios Review, an independent peer review company that helped authors find journals that wanted their paper. He was the Managing Editor for the journal Molecular Ecology for eight years, where he led their adoption of data sharing and numerous other initiatives. He has also published research papers on peer review, data sharing, and reproducibility (including one that was covered by Vanity Fair). He has a PhD in evolutionary ecology from the University of Edinburgh and now lives in Vancouver, Canada.

Ben Kaube is a cofounder of Cassyni, a platform for helping publishers and institutions create and engage communities of researchers using seminars.

17 Thoughts on "Honest Signaling and Research Integrity"

Tim, you provide an interesting thought piece, but I think that you’ve pushed “honest signaling” way past its original meaning and conflated several practical and operational issues of journal publishing into the amorphous concept of “honesty.”

First, the concept of “honest signaling” in biology is contestable, because one needs to ascribe intent behind the action. Is the peacock being “honest” when displaying his tail, or just showing his sexual fitness? And what about all of the examples of mimicry and false signals in the biological world? Is a Viceroy butterfly being “dishonest” by mimicking the pattern of the toxic monarch butterfly so it won’t be a bird’s lunch or is it just being strategic?

Second, you list a number of things that authors can do to increase “honest signals” in publishing, such as depositing datasets, preprints, posters, etc. “Transparency” would be a better, more accurate term here than the amorphous construct of “honesty.” Similarly, we could use the term “longevity” to describe how many papers have been published previously by an author; “peer validation” to describe how colleagues view this author; “merit” to describe the institutions (labs, universities, funders) that vouch for that individual, etc. Honesty is not a yes/no checkbox–I’m not accusing you of writing this–but the logic of your data collection leads an evaluator to make an honesty evaluation.

Like citations or alt-metrics, I fear that your intent on collating these “honesty signals” and using them in the manuscript decision-making process will be counter-productive. Eugene Garfield kept arguing until his death that citations and Impact Factor scores should not be used alone and only in context. Look how far honesty got him.

• By Phil Davis
• Apr 16, 2024, 9:23 AM
• Reply to Comment

Comments crossed, but I’m with Phil that running with the ‘honest signaling’ concept from ecology and evolutionary biology doesn’t go far, since there are probably more examples of deception, and deception works. Still, if we think of “Transparency” instead of “honest signaling” I don’t follow the rationale that “collating these ‘honesty signals’ and using them in the manuscript decision-making process will be counter-productive.” Because anything can be gamed and careful fakery is hard to detect? I don’t see that as discounting the value of transparency in the rigor of studies.

• By Chris Mebane
• Apr 16, 2024, 10:01 AM

The counter-productive comment was about where the argument was heading–creating an “honesty score” or metric that would be used by a triage editor in their decision-making.

Most authors are first authors, so they don’t have any history. And many senior (last) authors would get a very high honesty score on a manuscript but may have little to do the with the integrity of the manuscript, and may not have even read it. Honesty signals just confuses and obfuscates the real details that you want. These can be dealt with by check-listing all the details that you want with a manuscript (data deposit, institutional email address, contribution statement, etc.).

I realize that this cuts out any AI or machine-learning algorithms that a startup company sells to publishers to scour the web, gather and score the “honesty” of any author. Honesty is not an easy construct to operationalize, and personally, I think the outcome of such an effort would be worse than what we currently have. Call me pragmatic.

• Apr 16, 2024, 10:49 AM

Hi Phil – you may find this concept easier to digest if you view the ‘individual’ here as the research article, rather than the researcher themselves. The manuscript as submitted is the dull brown bird: it’s very hard to judge whether the authors are just going through the motions to get another publication, or whether they’re committed to contributing to knowledge.

The manuscript equivalent of the ‘peacock’s tail’ are the associated outputs for that piece of research (the datasets, code objects, conference posters, presentations, etc); as these take considerable extra work to produce and also allow readers to inspect the ‘internal state’ of the manuscript. For example, a reader opening the data file and seeing that it’s a disordered mess can conclude that the manuscript is likely flawed. Putting in the effort to make a poster about the research and taking it to a conference shows that the authors want scrutiny for their work.

• By Tim Vines
• Apr 16, 2024, 1:26 PM

Just read the manuscript.

• By Mike Rossner
• Apr 16, 2024, 1:28 PM

Deceptive adaptations are indeed very common in nature – but all the examples you give relate to deceiving other species. Deceiving potential mates about your quality (or lack thereof) is a valid evolutionary strategy*, but this is exactly why mate choice has evolved to focus on traits that are hard to fake. Sure, you’re a good dancer, but first run a marathon & we’ll dance at the finish line.

(*yes, we know evolution doesn’t have intent, but it takes twice as many words to describe it correctly & it’s also boring for the reader)

• Apr 16, 2024, 1:43 PM

Nice post. Could adequate methods detail such as presence of RRIDs and a reasonable explanation of the limitations of the study not be a quality signal?

As you know these are nontrivial additions to the paper, that signal quality and integrity. Cell line RRID inclusion is associated with a reduction in the use of problematic cell lines as we showed in 2019 (Babic paper).

• By Anita Bandrowski
• Apr 16, 2024, 9:35 AM

Getting RRIDs for all of the reagents & software in the manuscript is a significant amount of work, so authors that put in this extra effort – particularly when the journal doesn’t require it – should get some recognition.

• Apr 16, 2024, 11:43 AM

Excellent essay. I must admit I liked it in part because it fits my view that research integrity and reliability is enhanced through greater transparency, not by hiding honest signaling or the lack thereof behind double-blind reviewing. Your essay seems to target editorial offices to look for honest signaling, but I think a large part also falls to the peer reviewers. The argument for blinding reviewers to signaling, honest or otherwise, is that blindness prevents status bias wherein manuscripts from Prof. Big Name from Elite University are welcomed in the Journal of High Impact Factors where author No Name from Southern Latitude University is not. I’m not sure what the best antidote is for the status bias issue, but I don’t think hiding honest signaling from reviewers is it.

• Apr 16, 2024, 9:41 AM

I know this is meant well but it reads like a protocol for being a good Soviet citizen to me. I wonder how many Nobel prizes were won by good boys and girls. In a wider publishing context it comes across like not publishing JK Rowling for her personal views. We are publishing research articles not judging the authors

• By Nick Weir-Williams
• Apr 16, 2024, 10:39 AM

Strongly agree. The data in each article need to be evaluated for their merits and integrity. There are no work arounds.

• Apr 16, 2024, 11:18 AM

The authors don’t seem to be arguing that papers lacking these signals shouldn’t be published. But it is reasonable that readers should view a research article in which all the data are online differently from one in which not a scrap of data was shared. The data is the evidence – it’s what makes science reproducible and falsifiable. Nullius in verba, right? Similarly, a researcher who issues a pre-registration is holding themselves accountable to a stated hypothesis and research plan. One who does not is free to move the goal posts surreptitiously as many times as they want. The difference here really matters in science, and we should notice it.

• By Michele Avissar-Whiting
• Apr 17, 2024, 10:39 AM

Great article. I love your perspective. I think you’ve (re)coined a powerful concept for Research Integrity. You draw your parallels from biology, while I draw my parallels from the financial industry.

Online credit card fraud has similar integrity issues. They are solving these issues with Know Your Customer (KYC) controls and “honesty signals” as to whether an individual transaction is genuine or fraudulent.

As you suggest, I don’t believe you can fight AI with AI, in some kind of AI arm’s race. If we’ve learnt anything from the Ancient Greeks, it’s that if you want to beat an opponent one most focus on the Achilles heel. In the case of paper mills, bad actors and fabricated results, that’s truth and reality… and as you have so eloquently put it… honesty signals.

• By Paul Killoran
• Apr 16, 2024, 11:06 AM

Thanks for this interesting piece, Tim and Ben. I am not sure the concept of “honest signaling” is a perfect analogy for assessing the integrity of a researcher or research output, particularly if there is an implication that additional work might need to be performed to create these signals beyond the good-faith work that honest researchers undertake anyway. To me, this has similarities with the wasteful effort that is caused by the “proof of work” algorithms used by some block chain algorithms.

However, I am not sure that you are suggesting this. Perhaps, you are instead proposing that the work that honest researchers do anyway through, for example, following open science practices and engaging fully in their communities, can act as positive signals of their integrity if shared transparently, accessibly and in a verifiable way. This aligns very much with the work that we are doing at ORCID to encourage the sharing and re-use of what we term “trust markers”, those elements of an ORCID record that constitute positive signals of a researcher’s contributions over time.

In addition to the core elements of publications and other research outputs, education and affiliations, and funding awards, it is already possible to include acts of professional service in ORCID profiles. Such activities can include participation in boards and committees, membership of standards bodies and expert panels, the organization of and participation in conferences, and of course membership of editorial boards. Like all data in ORCID records, subject to the privacy controls of the researcher, this data is available for inspection and re-use by anyone who might find it useful, and always includes provenance information (i.e. who made the assertion and when).

To make it as easy as possible for researchers to share this information about themselves, we encourage the conveners of such activities, who are the authorities on who is participating, to contribute that data directly to ORCID (always with the researcher’s permission). By doing so, organizations join what we call the Community Trust Network, increasing the overall transparency of research activities, allowing maximum re-use of this information, all while without unduly burdening the researcher with additional work to maintain and share this data manually.

• By Chris Shillum, ORCID
• Apr 16, 2024, 2:37 PM

Hi Chris – we’re definitely focused on the activities that diligent researchers do as part of conducting and communicating their work. It’s great that ORCID is working to systematically collect and expose these.

• Apr 17, 2024, 10:11 AM

Kudos to the authors — this was really well articulated and the analogies were cute and helpful! [start shameless plug] It’s also a great complement to this SKitch article right here: https://scholarlykitchen.sspnet.org/2021/06/02/guest-post-the-10000-watt-bulb-how-preprints-shine-a-light-on-misconduct/ [end shameless plug].

We know instinctively that transparency and deception are anticorrelated, but the dominant research communication processes and incentive systems favor opacity.

Call them “honest markers”, “trust signals”, whatever…we need more of them and more incentives for their use. Happily, most of them have the added benefit of making the research more reproducible!

• Apr 16, 2024, 10:37 PM

Quibbles about evolutionary biology aside, this article makes an important point. Naively trusting submissions because of words and graphs on a page, or even an author name, leads to negative outcomes, especially as human- and machine-agent productions are becoming more difficult to distinguish on a daily basis. Hard to fake, multimodal, and transparent open science practices are an important part of the emerging discipline of forensic scientometrics, and publishers need to become adept at this quickly if they are to remain relevant in the rapidly evolving open science ecosystems.

• By Mark G. Bilby
• Apr 17, 2024, 8:41 AM

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• Homeowners are more Republican than renters
• Partisanship of military veterans
• Demographic differences in partisanship by community type
• Race and ethnicity
• Age and the U.S. electorate
• Education by race and ethnicity
• Religious affiliation
• Ideological composition of voters
• Acknowledgments
• Overview of survey methodologies
• The 2023 American Trends Panel profile survey methodology
• Measuring party identification across survey modes
• Adjusting telephone survey trends
• Appendix B: Religious category definitions
• Appendix C: Age cohort definitions

Pew Research Center conducted this analysis to explore partisan identification among U.S. registered voters across major demographic groups and how voters’ partisan affiliation has shifted over time. It also explores the changing composition of voters overall and the partisan coalitions.

For this analysis, we used annual totals of data from Pew Research Center telephone surveys (1994-2018) and online surveys (2019-2023) among registered voters. All telephone survey data was adjusted to account for differences in how people respond to surveys on the telephone compared with online surveys (refer to Appendix A for details).

All online survey data is from the Center’s nationally representative American Trends Panel . The surveys were conducted in both English and Spanish. Each survey is weighted to be representative of the U.S. adult population by gender, age, education, race and ethnicity and other categories. Read more about the ATP’s methodology , as well as how Pew Research Center measures many of the demographic categories used in this report .

The contours of the 2024 political landscape are the result of long-standing patterns of partisanship, combined with the profound demographic changes that have reshaped the United States over the past three decades.

Many of the factors long associated with voters’ partisanship remain firmly in place. For decades, gender, race and ethnicity, and religious affiliation have been important dividing lines in politics. This continues to be the case today.

Yet there also have been profound changes – in some cases as a result of demographic change, in others because of dramatic shifts in the partisan allegiances of key groups.

The combined effects of change and continuity have left the country’s two major parties at virtual parity: About half of registered voters (49%) identify as Democrats or lean toward the Democratic Party, while 48% identify as Republicans or lean Republican.

In recent decades, neither party has had a sizable advantage, but the Democratic Party has lost the edge it maintained from 2017 to 2021. (Explore this further in Chapter 1 . )

Pew Research Center’s comprehensive analysis of party identification among registered voters – based on hundreds of thousands of interviews conducted over the past three decades – tracks the changes in the country and the parties since 1994. Among the major findings:

The partisan coalitions are increasingly different. Both parties are more racially and ethnically diverse than in the past. However, this has had a far greater impact on the composition of the Democratic Party than the Republican Party.

The share of voters who are Hispanic has roughly tripled since the mid-1990s; the share who are Asian has increased sixfold over the same period. Today, 44% of Democratic and Democratic-leaning voters are Hispanic, Black, Asian, another race or multiracial, compared with 20% of Republicans and Republican leaners. However, the Democratic Party’s advantages among Black and Hispanic voters, in particular, have narrowed somewhat in recent years. (Explore this further in Chapter 8 .)

Education and partisanship: The share of voters with a four-year bachelor’s degree keeps increasing, reaching 40% in 2023. And the gap in partisanship between voters with and without a college degree continues to grow, especially among White voters. More than six-in-ten White voters who do not have a four-year degree (63%) associate with the Republican Party, which is up substantially over the past 15 years. White college graduates are closely divided; this was not the case in the 1990s and early 2000s, when they mostly aligned with the GOP. (Explore this further in Chapter 2 .)

Beyond the gender gap: By a modest margin, women voters continue to align with the Democratic Party (by 51% to 44%), while nearly the reverse is true among men (52% align with the Republican Party, 46% with the Democratic Party). The gender gap is about as wide among married men and women. The gap is wider among men and women who have never married; while both groups are majority Democratic, 37% of never-married men identify as Republicans or lean toward the GOP, compared with 24% of never-married women. (Explore this further in Chapter 3 .)

A divide between old and young: Today, each younger age cohort is somewhat more Democratic-oriented than the one before it. The youngest voters (those ages 18 to 24) align with the Democrats by nearly two-to-one (66% to 34% Republican or lean GOP); majorities of older voters (those in their mid-60s and older) identify as Republicans or lean Republican. While there have been wide age divides in American politics over the last two decades, this wasn’t always the case; in the 1990s there were only very modest age differences in partisanship. (Explore this further in Chapter 4 .)

Education and family income: Voters without a college degree differ substantially by income in their party affiliation. Those with middle, upper-middle and upper family incomes tend to align with the GOP. A majority with lower and lower-middle incomes identify as Democrats or lean Democratic. There are no meaningful differences in partisanship among voters with at least a four-year bachelor’s degree; across income categories, majorities of college graduate voters align with the Democratic Party. (Explore this further in Chapter 6 .)

Rural voters move toward the GOP, while the suburbs remain divided: In 2008, when Barack Obama sought his first term as president, voters in rural counties were evenly split in their partisan loyalties. Today, Republicans hold a 25 percentage point advantage among rural residents (60% to 35%). There has been less change among voters in urban counties, who are mostly Democratic by a nearly identical margin (60% to 37%). The suburbs – perennially a political battleground – remain about evenly divided. (Explore this further in Chapter 7 . )

Growing differences among religious groups: Mirroring movement in the population overall, the share of voters who are religiously unaffiliated has grown dramatically over the past 15 years. These voters, who have long aligned with the Democratic Party, have become even more Democratic over time: Today 70% identify as Democrats or lean Democratic. In contrast, Republicans have made gains among several groups of religiously affiliated voters, particularly White Catholics and White evangelical Protestants. White evangelical Protestants now align with the Republican Party by about a 70-point margin (85% to 14%). (Explore this further in Chapter 5 .)

In most cases, the partisan allegiances of voters do not change a great deal from year to year. Yet as this study shows, the long-term shifts in party identification are substantial and say a great deal about how the country – and its political parties – have changed since the 1990s.

The steadily growing alignment between demographics and partisanship reveals an important aspect of steadily growing partisan polarization. Republicans and Democrats do not just hold different beliefs and opinions about major issues , they are much more different racially, ethnically, geographically and in educational attainment than they used to be.

Yet over this period, there have been only modest shifts in overall partisan identification. Voters remain evenly divided, even as the two parties have grown further apart. The continuing close division in partisan identification among voters is consistent with the relatively narrow margins in the popular votes in most national elections over the past three decades.

Partisan identification provides a broad portrait of voters’ affinities and loyalties. But while it is indicative of voters’ preferences, it does not perfectly predict how people intend to vote in elections, or whether they will vote. In the coming months, Pew Research Center will release reports analyzing voters’ preferences in the presidential election, their engagement with the election and the factors behind candidate support.

Next year, we will release a detailed study of the 2024 election, based on validated voters from the Center’s American Trends Panel. It will examine the demographic composition and vote choices of the 2024 electorate and will provide comparisons to the 2020 and 2016 validated voter studies.

The partisan identification study is based on annual totals from surveys conducted on the Center’s American Trends Panel from 2019 to 2023 and telephone surveys conducted from 1994 to 2018. The survey data was adjusted to account for differences in how the surveys were conducted. For more information, refer to Appendix A .

Previous Pew Research Center analyses of voters’ party identification relied on telephone survey data. This report, for the first time, combines data collected in telephone surveys with data from online surveys conducted on the Center’s nationally representative American Trends Panel.

Directly comparing answers from online and telephone surveys is complex because there are differences in how questions are asked of respondents and in how respondents answer those questions. Together these differences are known as “mode effects.”

As a result of mode effects, it was necessary to adjust telephone trends for leaned party identification in order to allow for direct comparisons over time.

In this report, telephone survey data from 1994 to 2018 is adjusted to align it with online survey responses. In 2014, Pew Research Center randomly assigned respondents to answer a survey by telephone or online. The party identification data from this survey was used to calculate an adjustment for differences between survey mode, which is applied to all telephone survey data in this report.

Please refer to Appendix A for more details.

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Rowan Glenn Takes Flight with Undergraduate Research

• by Molly Medin
• April 19, 2024

For Rowan Glenn, applying for the American Institute of Aeronautics and Astronautics, or AIAA, Jefferson Goblet Student Paper Award, wasn't top of mind while researching aviation with Assistant Professor of Mechanical and Aerospace Engineering Christina Harvey , who leads the Biologically Informed Research and Design, or BIRD , lab at the University of California, Davis.

So, it was a bit of a surprise when Glenn, a fourth-year mechanical engineering major, found out they had won the prestigious award for aerospace design and structures, typically presented to a Ph.D. student.

"It was a hectic month leading up to our research paper. I got so focused on the presentation about our research that I forgot that I had submitted for the award at all," they said. "I got through the presentation, and then a day later, Christina told me I won an award. I was like, 'I forgot I was doing that.'"

Between preparing to graduate and conducting award-winning research, plus their other obligations as a lead in UC Davis' liquid rocketry club and a machine shop tech at the Diane Bryant Engineering Student Design Center , or ESDC, Glenn is one busy undergraduate, going all in on everything they can.

For their research, Glenn collaborated with Lucas Dahlke, a fellow mechanical engineering major, and Andy Engilis, the curator at the UC Davis Museum of Wildlife and Fish Biology, to collect data on the wingspan of birds to learn about aviation.

Glenn's team used an infrared and visual light scanner to create 3D models of 18 prepared bird wings, provided by Engilis, across several species. Glenn then adapted these models with a slicing algorithm for 3D printing, which slices a model into layers that the 3D printer prints, to measure the morphology of birdwings by extracting information about the shape of the wings' airfoils, or parts of the wing that create lift.

From there, Glenn compared the aerodynamic characteristics of the airfoils from gliding birds to the airfoils of flapping birds to determine if there were any differences between them. The research showed a statistically insignificant difference in the aerodynamic efficiency of the different airfoils, concluding that further research is needed. 

Glenn will continue this research in collaboration with the University of North Carolina using their larger database of wing scans.

Glenn wasn't initially interested in bird flight research, but kept an open mind when they joined Harvey's lab. That willingness to try anything, coupled with their engineering skills and drive to excel, led to their research being recognized. 

When speaking about undergraduate research and not letting fear limit their opportunities, Glenn said, "You're not going to feel qualified because you're an undergrad. But that doesn't mean you can't do it. It just means you just got to start."

Rocket Science, Literally

Glenn continues to apply that same openness and drive in all aspects of their student life. As the engine lead in the Aggie Propulsion and Rocketry Lab , or APRL, the first liquid rocketry team at UC Davis, Glenn is currently designing their first rocket engine with the club. They will travel to the Mojave Desert to perform a hot fire test on their engine, a huge milestone in the engine's development.  

Another environment Glenn excels in is manufacturing at the ESDC. Glenn works part-time as a machine shop tech, getting more hands-on engineering experience and developing manufacturing knowledge. They maintain and service machines in the shop, train students to use shop equipment and manufacturing techniques and implement new organizational systems for the shop to improve the workflow and functionality of the shop.

Glenn is continually pushing to learn something new and apply maximum effort in all of their roles. They have learned that fear shouldn't stop them from trying out something new, which Glenn believes is a key part of the college experience and finding success.

"The thing I try to remind myself of is, it's not that I'm not finding it hard because I'm not competent enough," said Glenn. "I'm finding this difficult or confusing because the work is difficult and confusing. It's complicated engineering stuff. This work is hard. This is literally rocket science. That's why I'm finding it difficult, not because I'm not good enough to do this."

In their lead role at APRL, they make it a point to teach younger students about their lessons learned in intimidating research labs about fighting imposter syndrome and confidence.

Glenn plans to continue research as an undergraduate student, keep trying new things, and apply to grad school in a few years after graduating and starting work. In winning the Jefferson Goblet Student Paper Award, Glenn found a bit of outside validation that their plan, or lack thereof, is working. 

"I like to joke with my friends that I'm an award-winning aerospace engineer now. I think it has solidified for me that just starting something and seeing what happens is a valid way to get work done." 

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Chatgpt and Other Generative AI Tools

ChatGPT in Higher Education: Factors Influencing ChatGPT User Satisfaction and Continued Use Intention Provisionally Accepted

• 1 Gachon University, Republic of Korea

The final, formatted version of the article will be published soon.

Artificial intelligence (AI) chatbots, represented by ChatGPT, have shown significant improvement in natural learning and problem analysis and solving, which could trigger a profound change in the education sector and have a far-reaching impact on educational practices. This study aimed to gain insights into the various impacts on users' experience when using the AI tool ChatGPT in higher education. The study analyzed questionnaire data from 328 college students who used ChatGPT. Employing structural equation modeling, this study examined the technology acceptance model in the higher educational setting to identify factors influencing continued use of ChatGPT. The results show that ChatGPT's compatibility positively affected users' perceived ease of use and that efficiency positively affected perceived usefulness. Furthermore, perceived ease of use and perceived usefulness were identified as core factors affecting users' satisfaction and continued use intentions, with user satisfaction showing a significant positive effect on continued use intention. The findings not only provide new perspectives on human-computer interaction theory in higher education but also further refine the functions of current smart devices. This study will help to promote the continued progress and improvement of educational technology, while also deepening understanding of the relationship between attitude and behavior.

Keywords: ChatGPT, Technology acceptance model, Satisfaction, Continued use intention, higher education

Received: 01 Feb 2024; Accepted: 17 Apr 2024.

Copyright: © 2024 Yu, Yan and Cai. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY) . The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

* Correspondence: Prof. Jinzhe Yan, Gachon University, Seongnam, Republic of Korea Mx. Na Cai, Gachon University, Seongnam, Republic of Korea

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